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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Rockefeller Capital Management
51
Rockefeller Capital Management
New York
$253K +$835 +92 +0.3%
CPC
52
Congress Park Capital
New York
$250K
HighTower Advisors
53
HighTower Advisors
Illinois
$247K +$27.2K +3,000 +11%
ACP
54
Aviance Capital Partners
Florida
$246K
FIA
55
Foundations Investment Advisors
Arizona
$230K
GCP
56
Gill Capital Partners
Colorado
$215K
AWS
57
Atria Wealth Solutions
New York
$204K
SPIA
58
Steward Partners Investment Advisory
New York
$199K -$71.1K -7,836 -25%
SDAM
59
Shulman DeMeo Asset Management
New York
$190K -$2.89K -319 -1%
AWM
60
AE Wealth Management
Kansas
$186K -$18.1K -2,000 -8%
First Trust Advisors
61
First Trust Advisors
Illinois
$170K +$80K +8,816 +76%
Cerity Partners
62
Cerity Partners
New York
$167K
IAG
63
Investment Advisory Group
Massachusetts
$162K +$245 +27 +0.1%
RJFSA
64
Raymond James Financial Services Advisors
Florida
$161K -$21.7K -2,396 -11%
WWM
65
Western Wealth Management
Colorado
$156K -$15.6K -1,724 -8%
F
66
F3Logic
Minnesota
$142K +$64K +7,051 +71%
IWC
67
Integrated Wealth Concepts
Massachusetts
$121K
MHS
68
M Holdings Securities
Oregon
$117K +$526 +58 +0.4%
BCM
69
Bluefin Capital Management
New York
$113K +$123K +13,545 New
GMA
70
Glassy Mountain Advisors
Maryland
$108K
Bank of Montreal
71
Bank of Montreal
Ontario, Canada
$108K +$106K +11,665 New
FFA
72
Founders Financial Alliance
North Carolina
$106K
WSTAM
73
Wilbanks Smith & Thomas Asset Management
Virginia
$105K
Stifel Financial
74
Stifel Financial
Missouri
$98K
SF
75
Synovus Financial
Georgia
$92K