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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWS
51
Atria Wealth Solutions
New York
$245K +$246K +24,500 New
AWM
52
AE Wealth Management
Kansas
$243K +$244K +24,300 New
ASN
53
Advisory Services Network
Georgia
$233K +$35.8K +3,570 +18%
SDAM
54
Shulman DeMeo Asset Management
New York
$231K -$11.2K -1,117 -5%
PFO
55
Pathstone Family Office
New Jersey
$227K
RJFSA
56
Raymond James Financial Services Advisors
Florida
$217K -$10.8K -1,077 -5%
GCP
57
Gill Capital Partners
Colorado
$215K +$215K +21,469 New
BRWM
58
B. Riley Wealth Management
Tennessee
$209K +$72.7K +7,244 +53%
LWP
59
Lumature Wealth Partners
Georgia
$205K
WWM
60
Western Wealth Management
Colorado
$203K +$204K +20,290 New
Cerity Partners
61
Cerity Partners
New York
$200K
IAG
62
Investment Advisory Group
Massachusetts
$196K +$80 +8 +0%
LA
63
Latitude Advisors
Florida
$196K +$66K +6,578 +51%
IWC
64
Integrated Wealth Concepts
Massachusetts
$145K +$12.5K +1,250 +9%
MHS
65
M Holdings Securities
Oregon
$140K +$140K +13,992 New
LWM
66
Ledge Wealth Management
Minnesota
$135K +$135K +13,480 New
Millennium Management
67
Millennium Management
New York
$132K +$132K +13,156 New
GMA
68
Glassy Mountain Advisors
Maryland
$130K
FFA
69
Founders Financial Alliance
North Carolina
$127K
SWM
70
Spire Wealth Management
Virginia
$126K +$532 +53 +0.4%
Citadel Advisors
71
Citadel Advisors
Florida
$121K +$122K +12,122 New
Stifel Financial
72
Stifel Financial
Missouri
$118K +$10.3K +1,023 +9%
WSTAM
73
Wilbanks Smith & Thomas Asset Management
Virginia
$117K
First Trust Advisors
74
First Trust Advisors
Illinois
$115K +$2.92K +291 +3%
BRWA
75
B. Riley Wealth Advisors
Florida
$114K +$1.25K +125 +1%