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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FIA
51
Foundations Investment Advisors
Arizona
$281K +$15.1K +1,612 +6%
QC
52
Quantedge Capital
Singapore
$279K -$1.05M -112,100 -79%
RJFSA
53
Raymond James Financial Services Advisors
Florida
$279K -$32.6K -3,478 -11%
CA
54
Cetera Advisors
Colorado
$266K -$57.4K -6,137 -18%
HighTower Advisors
55
HighTower Advisors
Illinois
$262K +$73K +7,794 +40%
IC
56
IEQ Capital
California
$251K +$243K +25,992 New
Cerity Partners
57
Cerity Partners
New York
$250K -$62.9K -6,723 -21%
YCM
58
Yakira Capital Management
Connecticut
$246K
DAS
59
Dynamic Advisor Solutions
Arizona
$199K +$5.56K +594 +3%
LWP
60
Lumature Wealth Partners
Georgia
$198K
ASN
61
Advisory Services Network
Georgia
$188K +$562 +60 +0.3%
TC
62
Telemus Capital
Michigan
$167K -$9.36K -1,000 -6%
OC
63
Oppenheimer & Co
New York
$153K +$356 +38 +0.2%
ICMP
64
Integrated Capital Management (Pennsylvania)
Pennsylvania
$147K +$14.9K +1,589 +12%
FIA
65
FNY Investment Advisers
New York
$140K +$22K +2,346 +19%
First Trust Advisors
66
First Trust Advisors
Illinois
$138K -$30.8K -3,288 -19%
FFA
67
Founders Financial Alliance
North Carolina
$123K -$3.99K -426 -3%
WSTAM
68
Wilbanks Smith & Thomas Asset Management
Virginia
$122K +$118K +12,600 New
Stifel Financial
69
Stifel Financial
Missouri
$118K
SWM
70
Spire Wealth Management
Virginia
$116K +$113K +12,046 New
BRWA
71
B. Riley Wealth Advisors
Florida
$107K +$103K +10,994 New
SF
72
Synovus Financial
Georgia
$107K +$104K +11,062 New
FWM
73
Foresight Wealth Management
Utah
$102K +$98.7K +10,548 New
MHS
74
M Holdings Securities
Oregon
$99K +$96.2K +10,283 New
JIP
75
Jaffetilchin Investment Partners
Florida
$97K +$93.6K +10,000 New