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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cetera Investment Advisers
26
Cetera Investment Advisers
Illinois
$3.22M +$1.47M +174,137 +79%
JWCA
27
J.W. Cole Advisors
Florida
$3.03M +$92.1K +10,937 +3%
GA
28
GraniteShares Advisors
New York
$2.78M +$252K +29,971 +10%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$2.68M -$554K -65,783 -17%
IAIM
30
International Assets Investment Management
Florida
$2.4M +$404 +48 +0%
COLIM
31
City of London Investment Management
United Kingdom
$2.09M +$1.85M +220,000 +619%
CIA
32
Capital Investment Advisors
Georgia
$2.03M -$95.8K -11,385 -4%
RA
33
RFG Advisory
Alabama
$1.98M -$1.21M -143,430 -37%
PIWA
34
Prevail Innovative Wealth Advisors
Kansas
$1.95M +$394K +46,840 +24%
Osaic Holdings
35
Osaic Holdings
Arizona
$1.95M -$178K -21,099 -8%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$1.93M -$4.48K -532 -0.2%
NA
37
NewEdge Advisors
Louisiana
$1.67M +$472K +56,119 +38%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$1.57M
ACP
39
Aviance Capital Partners
Florida
$1.44M +$10.1K +1,205 +0.7%
Balyasny Asset Management
40
Balyasny Asset Management
Illinois
$1.34M +$1.38M +163,576 New
Jane Street
41
Jane Street
New York
$1.32M +$827K +98,295 +154%
CL
42
Choreo LLC
Illinois
$1.27M -$48.6K -5,768 -4%
RAM
43
Readystate Asset Management
Illinois
$1.17M +$812K +96,498 +205%
HKAM
44
Horizon Kinetics Asset Management
New York
$981K -$201K -23,860 -17%
AHIA
45
Andrew Hill Investment Advisors
Florida
$924K +$40.9K +4,854 +4%
IFG
46
Independent Financial Group
California
$907K +$4.13K +490 +0.4%
Thrivent Financial for Lutherans
47
Thrivent Financial for Lutherans
Minnesota
$904K -$154K -18,353 -14%
VIA
48
Virtus Investment Advisers
Connecticut
$897K +$30K +3,561 +3%
BI
49
Bramshill Investments
Florida
$896K -$21.7K -2,583 -2%
ASN
50
Advisory Services Network
Georgia
$888K +$26K +3,084 +3%