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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$3.69M +$57.2K +6,671 +2%
RA
27
RFG Advisory
Alabama
$3.25M +$25.2K +2,941 +0.8%
JWCA
28
J.W. Cole Advisors
Florida
$2.75M +$2.78M +324,863 New
GA
29
GraniteShares Advisors
New York
$2.46M +$151K +17,630 +6%
CIA
30
Capital Investment Advisors
Georgia
$2.25M -$147K -17,201 -6%
IAIM
31
International Assets Investment Management
Florida
$2.14M +$140K +16,334 +7%
Osaic Holdings
32
Osaic Holdings
Arizona
$2.04M -$1.75M -204,763 -46%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$2.04M +$195K +22,792 +10%
Mercer Global Advisors
34
Mercer Global Advisors
Colorado
$1.8M -$15.2K -1,777 -0.8%
Cetera Investment Advisers
35
Cetera Investment Advisers
Illinois
$1.72M +$154K +17,921 +10%
CL
36
Choreo LLC
Illinois
$1.53M +$630K +73,541 +70%
ACP
37
Aviance Capital Partners
Florida
$1.51M +$7.67K +895 +0.5%
Bank of Montreal
38
Bank of Montreal
Ontario, Canada
$1.47M
NA
39
NewEdge Advisors
Louisiana
$1.31M -$15.4K -1,793 -1%
AHIA
40
Andrew Hill Investment Advisors
Florida
$1.23M +$218K +25,391 +21%
HKAM
41
Horizon Kinetics Asset Management
New York
$1.22M
AAS
42
Avantax Advisory Services
Texas
$1.22M +$324K +37,835 +36%
VIA
43
Virtus Investment Advisers
Connecticut
$1.11M +$1.12M +130,663 New
Thrivent Financial for Lutherans
44
Thrivent Financial for Lutherans
Minnesota
$1.07M +$60.5K +7,059 +6%
BI
45
Bramshill Investments
Florida
$942K +$160K +18,638 +20%
IFG
46
Independent Financial Group
California
$926K -$229K -26,715 -20%
MWM
47
Melfa Wealth Management
Massachusetts
$908K -$35.1K -4,092 -4%
SFS
48
Shaker Financial Services
Virginia
$891K -$95.4K -11,135 -10%
OC
49
Oppenheimer & Co
New York
$841K +$227K +26,492 +36%
GCP
50
Gill Capital Partners
Colorado
$836K -$14.8K -1,728 -2%