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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$1.5M -$147K -14,838 -9%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$1.49M +$481K +48,537 +49%
Thrivent Financial for Lutherans
28
Thrivent Financial for Lutherans
Minnesota
$1.18M -$37.2K -3,750 -3%
MAFM
29
Mid Atlantic Financial Management
Pennsylvania
$1.1M -$191K -19,225 -15%
Northwestern Mutual Wealth Management
30
Northwestern Mutual Wealth Management
Wisconsin
$1.1M -$1.39M -140,247 -56%
Envestnet Asset Management
31
Envestnet Asset Management
Illinois
$1.09M +$105K +10,566 +11%
PAS
32
Park Avenue Securities
New York
$1.06M +$89.2K +9,005 +9%
Koshinski Asset Management
33
Koshinski Asset Management
Illinois
$1.05M +$457K +46,135 +79%
SAM
34
Seelaus Asset Management
New Jersey
$914K -$11.9K -1,200 -1%
WS
35
Wela Strategies
Georgia
$886K -$213K -21,478 -20%
SFS
36
Shaker Financial Services
Virginia
$826K -$243K -24,561 -23%
EIA
37
Edgemoor Investment Advisors
Maryland
$704K -$128K -12,943 -16%
CPC
38
Congress Park Capital
New York
$665K +$208K +21,000 +47%
KAS
39
Kestra Advisory Services
Texas
$654K +$11.6K +1,174 +2%
Cambridge Investment Research Advisors
40
Cambridge Investment Research Advisors
Iowa
$634K +$73K +7,365 +13%
CI
41
Conning Inc
Connecticut
$544K
SIC
42
Samalin Investment Counsel
New York
$514K +$1.76K +178 +0.3%
CA
43
Calton & Associates
Florida
$509K +$172K +17,319 +52%
VEA
44
Virtus ETF Advisers
New York
$508K -$13.8K -1,391 -3%
WS
45
Wedbush Securities
California
$415K +$4.96K +500 +1%
KA
46
Kovack Advisors
Florida
$369K -$34.4K -3,469 -9%
SSWM
47
Sheets Smith Wealth Management
North Carolina
$330K
Osaic Holdings
48
Osaic Holdings
Arizona
$324K +$41.9K +4,228 +15%
ACP
49
Aviance Capital Partners
Florida
$322K
SPIA
50
Steward Partners Investment Advisory
New York
$319K +$179K +18,064 +133%