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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CI
26
Conning Inc
Connecticut
$888K
EIA
27
Edgemoor Investment Advisors
Maryland
$877K
AAM
28
Advisors Asset Management
Colorado
$844K -$19.7K -1,912 -2%
LCM
29
Laurion Capital Management
New York
$737K -$350K -33,970 -32%
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$650K -$33.9K -3,293 -5%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$596K -$146K -14,154 -20%
SCM
32
Southport Capital Management
Tennessee
$518K +$516K +50,119 New
SPC
33
Sigma Planning Corp
Michigan
$443K +$300K +29,129 +213%
HK
34
Horizon Kinetics
New York
$438K -$20.8K -2,016 -5%
PAG
35
Private Advisor Group
New Jersey
$425K +$64.6K +6,268 +18%
OIA
36
Optimum Investment Advisors
Illinois
$407K
SSWM
37
Sheets Smith Wealth Management
North Carolina
$393K -$3.09K -300 -0.8%
Koshinski Asset Management
38
Koshinski Asset Management
Illinois
$382K +$17.8K +1,732 +5%
IA
39
IFP Advisors
Florida
$362K +$209K +20,281 +138%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$337K -$55.2K -5,361 -14%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$320K +$51.7K +5,016 +19%
TIA
42
Tiemann Investment Advisors
California
$303K -$6.57K -638 -2%
ZA
43
Zazove Associates
Nevada
$277K -$54.7K -5,313 -17%
TC
44
Telemus Capital
Michigan
$273K -$57.6K -5,590 -17%
SRCM
45
Swift Run Capital Management
Virginia
$238K
ASN
46
Advisory Services Network
Georgia
$224K +$104K +10,126 +88%
HCM
47
Hollencrest Capital Management
California
$220K
CIC
48
Carnegie Investment Counsel
Ohio
$203K
Deutsche Bank
49
Deutsche Bank
Germany
$201K +$200K +19,452 New
JMPWA
50
JP Morgan Private Wealth Advisors
California
$188K