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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
CIA
26
Capital Investment Advisors
Georgia
$990K -$130K -13,400 -12%
HNB
27
Huntington National Bank
Ohio
$900K
CI
28
Conning Inc
Connecticut
$865K
EIA
29
Edgemoor Investment Advisors
Maryland
$854K
AAM
30
Advisors Asset Management
Colorado
$842K -$60K -6,210 -7%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$723K +$26.7K +2,761 +4%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$666K +$329K +34,061 +106%
DS
33
DRW Securities
Illinois
$519K -$340K -35,177 -41%
HK
34
Horizon Kinetics
New York
$447K -$7.68K -794 -2%
OIA
35
Optimum Investment Advisors
Illinois
$397K +$19.3K +2,000 +5%
SSWM
36
Sheets Smith Wealth Management
North Carolina
$386K +$19.3K +2,000 +6%
RJFSA
37
Raymond James Financial Services Advisors
Florida
$382K -$3.23K -334 -0.9%
RVPG
38
Relative Value Partners Group
$365K
Koshinski Asset Management
39
Koshinski Asset Management
Illinois
$354K -$46.4K -4,800 -12%
PAG
40
Private Advisor Group
New Jersey
$351K +$31.9K +3,300 +10%
ZA
41
Zazove Associates
Nevada
$323K
TC
42
Telemus Capital
Michigan
$322K +$310K +32,025 New
TIA
43
Tiemann Investment Advisors
California
$302K -$40.8K -4,224 -12%
RCM
44
Robinson Capital Management
Michigan
$290K +$278K +28,800 New
Royal Bank of Canada
45
Royal Bank of Canada
Ontario, Canada
$262K +$55.6K +5,751 +28%
OC
46
Oppenheimer & Co
New York
$249K +$14.9K +1,542 +7%
SRCM
47
Swift Run Capital Management
Virginia
$232K
HCM
48
Hollencrest Capital Management
California
$215K -$16.7K -1,725 -7%
CIC
49
Carnegie Investment Counsel
Ohio
$191K
DA
50
Doliver Advisors
Texas
$187K +$180K +18,601 New