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Nuveen Floating Rate Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAM
26
Advisors Asset Management
Colorado
$972K -$1.2M -115,104 -54%
DS
27
DRW Securities
Illinois
$903K
CI
28
Conning Inc
Connecticut
$863K
EIA
29
Edgemoor Investment Advisors
Maryland
$853K
LTFS
30
Ladenburg Thalmann Financial Services
Florida
$720K -$50.3K -4,805 -6%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$710K +$1.66K +159 +0.2%
HK
32
Horizon Kinetics
New York
$554K -$812K -77,565 -58%
YMRC
33
Yorktown Management & Research Company
Virginia
$503K +$523K +50,000 New
LCM
34
Landscape Capital Management
New Jersey
$502K +$154K +14,685 +42%
HNB
35
Huntington National Bank
Ohio
$500K
Koshinski Asset Management
36
Koshinski Asset Management
Illinois
$429K -$164K -15,700 -28%
RWM
37
Raffa Wealth Management
District of Columbia
$406K
CCM
38
Coe Capital Management
Illinois
$402K
OIA
39
Optimum Investment Advisors
Illinois
$380K +$396K +37,800 New
SSWM
40
Sheets Smith Wealth Management
North Carolina
$365K +$24.1K +2,300 +7%
TIA
41
Tiemann Investment Advisors
California
$343K +$366 +35 +0.1%
RJFSA
42
Raymond James Financial Services Advisors
Florida
$330K -$3.21K -307 -0.9%
ZA
43
Zazove Associates
Nevada
$322K
AIM
44
Allen Investment Management
New York
$303K
OC
45
Oppenheimer & Co
New York
$248K -$59.8K -5,713 -19%
SRCM
46
Swift Run Capital Management
Virginia
$231K
Royal Bank of Canada
47
Royal Bank of Canada
Ontario, Canada
$205K -$21.7K -2,074 -9%
CIC
48
Carnegie Investment Counsel
Ohio
$191K +$15.7K +1,500 +9%
JMPWA
49
JP Morgan Private Wealth Advisors
California
$183K +$190K +18,172 New
Janney Montgomery Scott
50
Janney Montgomery Scott
Pennsylvania
$179K -$21K -2,004 -10%