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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
RIA
126
Regal Investment Advisors
Michigan
$19K +$79 +7 +0.4%
GXMC
127
Global X Management Company
New York
$17K +$19.2K +1,693 New
MFS
128
MSI Financial Services
Massachusetts
$13K +$5.67K +500 +61%
JC
129
JBF Capital
Colorado
$10K
DLHL
130
Donald L. Hagan LLC
Florida
$10K +$11.3K +1,000 New
FMP
131
Financial Management Professionals
Texas
$9K +$1.01K +89 +11%
SEI Investments
132
SEI Investments
Pennsylvania
$9K +$10.4K +921 New
AWM
133
AllSquare Wealth Management
New York
$6K
BNP Paribas Financial Markets
134
BNP Paribas Financial Markets
France
$5.64K
FHA
135
First Horizon Advisors
Tennessee
$5K
ST
136
Smithfield Trust
Pennsylvania
$4K
WA
137
WFG Advisors
Texas
$4K +$3.97K +350 New
WCM
138
Windsor Capital Management
Arizona
$4K +$4.53K +400 New
First Manhattan
139
First Manhattan
New York
$3K -$34K -3,000 -91%
DOA
140
D'Orazio & Associates
Virginia
$3K
MPWT
141
MassMutual Private Wealth & Trust
Connecticut
$1.45K
Fifth Third Bancorp
142
Fifth Third Bancorp
Ohio
$1K -$5.32K -469 -82%
CHP
143
Cable Hill Partners
Oregon
$1K
Northern Trust
144
Northern Trust
Illinois
-$2.89M -249,922 Closed
Robeco Institutional Asset Management
145
Robeco Institutional Asset Management
Netherlands
-$2.09M -180,644 Closed
CCP
146
Clough Capital Partners
Massachusetts
-$912K -79,000 Closed
PP
147
PDT Partners
New York
-$439K -38,015 Closed
BIG
148
Blackthorn Investment Group
Kansas
-$433K -37,500 Closed
GCP
149
GSA Capital Partners
United Kingdom
-$348K -30,163 Closed
DTL
150
Dynamic Technology Lab
Singapore
-$324K -27,836 Closed