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Hercules Capital

Name Holding Trade Value Shares
Change
Change in
Stake
Janney Montgomery Scott
26
Janney Montgomery Scott
Pennsylvania
$5.1M -$120K -7,309 -2%
TA
27
Tectonic Advisors
Texas
$4.89M +$102K +6,256 +2%
AWS
28
Atria Wealth Solutions
New York
$4.89M -$129K -7,897 -3%
PNC Financial Services Group
29
PNC Financial Services Group
Pennsylvania
$4.78M +$9K +550 +0.2%
CAGAS
30
Capital Advisory Group Advisory Services
Minnesota
$4.58M -$395K -24,107 -8%
UBS Group
31
UBS Group
Switzerland
$4.55M -$219K -13,379 -5%
Commonwealth Equity Services
32
Commonwealth Equity Services
Massachusetts
$4.29M +$7.33K +448 +0.2%
FWP
33
FAS Wealth Partners
Kansas
$3.65M +$15.1K +922 +0.4%
AllianceBernstein
34
AllianceBernstein
Tennessee
$3.47M -$47.7K -2,913 -1%
Ameriprise
35
Ameriprise
Minnesota
$3.42M +$158K +9,657 +5%
DADC
36
D.A. Davidson & Co
Montana
$3.34M +$307K +18,727 +10%
IFG
37
Independent Financial Group
California
$3.28M +$30.3K +1,850 +0.9%
LBWM
38
Left Brain Wealth Management
Illinois
$2.85M +$6.96K +425 +0.2%
PI
39
Putnam Investments
Massachusetts
$2.81M +$781K +47,734 +39%
SPC
40
Sigma Planning Corp
Michigan
$2.77M -$45.7K -2,791 -2%
MYIA
41
Mount Yale Investment Advisors
Colorado
$2.64M -$53.4K -3,263 -2%
BAAM
42
Baker Avenue Asset Management
California
$2.56M +$223K +13,599 +10%
D.E. Shaw & Co
43
D.E. Shaw & Co
New York
$2.38M -$433K -26,449 -15%
GG
44
Golden Green
South Carolina
$2.27M +$19.4K +1,188 +0.9%
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$2.26M -$11.2K -686 -0.5%
William Blair & Company
46
William Blair & Company
Illinois
$2.26M
Canada Life
47
Canada Life
Manitoba, Canada
$2.22M +$176K +10,746 +9%
Northern Trust
48
Northern Trust
Illinois
$2.17M +$87.7K +5,355 +4%
HWAM
49
Hennion & Walsh Asset Management
New Jersey
$2.13M +$247K +15,059 +13%
Osaic Holdings
50
Osaic Holdings
Arizona
$2.09M +$400K +24,430 +24%