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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
BAM
76
Byrne Asset Management
New Jersey
$11.4K
US Bancorp
77
US Bancorp
Minnesota
$11.3K
SPIA
78
Steward Partners Investment Advisory
New York
$8.01K
Bank of America
79
Bank of America
North Carolina
$6.72K +$6.21K +1,059 New
SWM
80
Spire Wealth Management
Virginia
$3.17K -$14.7K -2,500 -83%
Wells Fargo
81
Wells Fargo
California
$2.85K -$35.5K -6,048 -93%
CIBC Private Wealth Group
82
CIBC Private Wealth Group
Georgia
$2.61K +$47 +8 +2%
Russell Investments Group
83
Russell Investments Group
United Kingdom
$2.54K +$2.35K +400 New
SIS
84
Sound Income Strategies
Florida
$2.51K
CSC
85
Caldwell Sutter Capital
California
$1.81K
GCM
86
Gables Capital Management
Florida
$1.71K +$1.58K +269 New
IWM
87
Inlight Wealth Management
Georgia
$1.02K
MHIP
88
Mountain Hill Investment Partners
New Jersey
$765 +$18 +3 +3%
CMA
89
Cedar Mountain Advisors
Oregon
$521
MCM
90
MAI Capital Management
Ohio
$375
Fidelity Investments
91
Fidelity Investments
Massachusetts
$146
WANY
92
Wealthspire Advisors (New York)
New York
$44 +$41 +7 New
SWP
93
Strategic Wealth Partners
Ohio
$38 +$35 +6 New
AF
94
Advisornet Financial
Minnesota
$9
Verition Fund Management
95
Verition Fund Management
Connecticut
-$1.37M -262,820 Closed
GC
96
GatePass Capital
Ohio
-$604K -116,100 Closed
Envestnet Portfolio Solutions
97
Envestnet Portfolio Solutions
Illinois
-$348K -66,964 Closed
KWM
98
Kingsview Wealth Management
Oregon
-$151K -29,091 Closed
PAG
99
Private Advisor Group
New Jersey
-$150K -28,875 Closed
Citadel Advisors
100
Citadel Advisors
Florida
-$84.8K -16,308 Closed