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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AAS
51
Avantax Advisory Services
Texas
$414K -$122K -10,671 -20%
BRWA
52
B. Riley Wealth Advisors
Florida
$367K +$431K +37,697 New
IFG
53
Independent Financial Group
California
$361K
MFG
54
MidWestOne Financial Group
Iowa
$356K +$418K +36,578 New
GRP
55
Global Retirement Partners
California
$333K -$10.4K -911 -3%
KAS
56
Kestra Advisory Services
Texas
$314K +$62.9K +5,496 +21%
ISWM
57
Independent Solutions Wealth Management
New York
$268K +$315K +27,530 New
PAG
58
Private Advisor Group
New Jersey
$220K +$22.1K +1,928 +9%
CL
59
CSS LLC
Illinois
$215K +$1.68K +147 +0.7%
SC
60
Scotia Capital
Ontario, Canada
$211K +$5.67K +496 +2%
PHS
61
Pekin Hardy Strauss
Illinois
$182K
SI
62
Stephens Inc
Arkansas
$180K +$10.3K +900 +5%
WT
63
Washington Trust
Rhode Island
$176K
VWA
64
V Wealth Advisors
Kansas
$171K +$675 +59 +0.3%
ICMP
65
Integrated Capital Management (Pennsylvania)
Pennsylvania
$167K +$561 +49 +0.3%
CAM
66
Cresset Asset Management
Illinois
$165K
KWS
67
Keystone Wealth Services
California
$152K +$3.56K +311 +2%
MML Investors Services
68
MML Investors Services
Massachusetts
$148K +$16.6K +1,450 +11%
CIAS
69
Capital Investment Advisory Services
North Carolina
$138K +$163K +14,220 New
RJT
70
Raymond James Trust
Florida
$137K +$16K +1,400 +11%
BFA
71
Beacon Financial Advisory
Ohio
$129K +$915 +80 +0.6%
Cetera Investment Advisers
72
Cetera Investment Advisers
Illinois
$128K -$20.4K -1,782 -12%
Jane Street
73
Jane Street
New York
$122K +$144K +12,547 New
AIP
74
Ahrens Investment Partners
Louisiana
$119K +$13.7K +1,200 +11%
AA
75
AQR Arbitrage
Connecticut
$117K +$138K +12,065 New