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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
GRP
51
Global Retirement Partners
California
$320K +$4.48K +396 +1%
AAM
52
Advisors Asset Management
Colorado
$304K -$2.05K -181 -0.6%
PHS
53
Pekin Hardy Strauss
Illinois
$296K +$3.37K +298 +1%
SWM
54
Spire Wealth Management
Virginia
$292K +$294K +25,999 +3,430%
MC
55
Moors & Cabot
Massachusetts
$281K +$292K +25,800 New
FWM
56
Foresight Wealth Management
Utah
$237K +$246K +21,758 New
SI
57
Stephens Inc
Arkansas
$236K -$29.5K -2,612 -11%
AAS
58
Avantax Advisory Services
Texas
$229K
Bank of America
59
Bank of America
North Carolina
$216K +$167K +14,773 +291%
WC
60
Winmill & Co
New Hampshire
$211K
CFIA
61
Cantor Fitzgerald Investment Advisors
New York
$210K +$218K +19,274 New
VWA
62
V Wealth Advisors
Kansas
$200K +$5.97K +528 +3%
ICMP
63
Integrated Capital Management (Pennsylvania)
Pennsylvania
$162K +$16.4K +1,452 +11%
PAG
64
Private Advisor Group
New Jersey
$157K +$271 +24 +0.2%
NFG
65
Next Financial Group
Texas
$150K +$3.63K +321 +2%
BFA
66
Beacon Financial Advisory
Ohio
$145K +$3.73K +330 +3%
ASN
67
Advisory Services Network
Georgia
$145K +$150K +13,247 New
Stifel Financial
68
Stifel Financial
Missouri
$142K
Bank of New York Mellon
69
Bank of New York Mellon
New York
$132K +$137K +12,142 New
RJFSA
70
Raymond James Financial Services Advisors
Florida
$125K -$22.6K -1,999 -15%
MML Investors Services
71
MML Investors Services
Massachusetts
$118K +$122K +10,784 New
APWA
72
Atlas Private Wealth Advisors
New Jersey
$114K -$107K -9,488 -48%
QOP
73
Quinn Opportunity Partners
Virginia
$109K
US Bancorp
74
US Bancorp
Minnesota
$91K
AWA
75
Arete Wealth Advisors
Illinois
$80K +$15.7K +1,391 +2%