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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
IA
26
Icon Advisers
Colorado
$1.23M -$792K -90,655 -40%
HighTower Advisors
27
HighTower Advisors
Illinois
$1.08M +$278K +31,824 +36%
PAS
28
Park Avenue Securities
New York
$1.08M +$93.8K +10,732 +10%
MGWM
29
Marks Group Wealth Management
Minnesota
$1.07M
RJA
30
Raymond James & Associates
Florida
$996K -$2.27M -259,269 -70%
UBS Group
31
UBS Group
Switzerland
$973K -$313K -35,825 -25%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$922K +$2.77K +317 +0.3%
Truist Financial
33
Truist Financial
North Carolina
$818K -$6.5K -743 -0.8%
NAS
34
NWF Advisory Services
California
$816K
AWA
35
Arete Wealth Advisors
Illinois
$807K -$7.98K -913 -1%
PWPS
36
Pinnacle Wealth Planning Services
Ohio
$805K -$56.4K -6,451 -7%
Qube Research & Technologies (QRT)
37
Qube Research & Technologies (QRT)
United Kingdom
$752K
KWM
38
Kingsview Wealth Management
Oregon
$696K +$39K +4,466 +6%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$607K +$124K +14,228 +27%
WMS
40
Wealth Management Solutions
Pennsylvania
$459K -$15.9K -1,820 -3%
ACM
41
Arlington Capital Management
Illinois
$458K +$443K +50,703 New
KAM
42
Knightsbridge Asset Management
California
$431K -$396K -45,293 -49%
MA
43
MONECO Advisors
Connecticut
$427K -$13.9K -1,595 -3%
CAPTRUST Financial Advisors
44
CAPTRUST Financial Advisors
North Carolina
$421K -$16.7K -1,916 -4%
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
$404K +$935 +107 +0.2%
IFG
46
Independent Financial Group
California
$389K +$11.9K +1,365 +3%
CC
47
Claybrook Capital
Massachusetts
$351K +$64.7K +7,400 +24%
AWS
48
Atria Wealth Solutions
New York
$339K -$89.9K -10,288 -22%
MFG
49
MidWestOne Financial Group
Iowa
$330K
BRWA
50
B. Riley Wealth Advisors
Florida
$318K -$9.9K -1,133 -3%