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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AC
26
Aristides Capital
Kentucky
$1.7M
UBS Group
27
UBS Group
Switzerland
$1.45M +$337K +30,945 +28%
LI
28
LVZ Inc
Michigan
$1.41M +$1.49M +136,680 New
MC
29
Matisse Capital
Oregon
$1.39M
MGWM
30
Marks Group Wealth Management
Minnesota
$1.26M +$56K +5,137 +4%
PAS
31
Park Avenue Securities
New York
$1.16M -$16.8K -1,545 -1%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$1.05M -$76.8K -7,048 -6%
PWPS
33
Pinnacle Wealth Planning Services
Ohio
$1.02M -$11 -1 -0%
KAM
34
Knightsbridge Asset Management
California
$935K +$20.5K +1,886 +2%
Baird Financial Group
35
Baird Financial Group
Wisconsin
$929K -$70.1K -6,431 -7%
HighTower Advisors
36
HighTower Advisors
Illinois
$921K +$970K +89,013 New
AWA
37
Arete Wealth Advisors
Illinois
$920K +$19.7K +1,804 +2%
SPIA
38
Steward Partners Investment Advisory
New York
$852K -$117K -10,775 -12%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$746K -$327K -30,021 -29%
KWM
40
Kingsview Wealth Management
Oregon
$737K +$73.5K +6,744 +10%
Qube Research & Technologies (QRT)
41
Qube Research & Technologies (QRT)
United Kingdom
$650K +$9.88K +907 +1%
Walleye Capital
42
Walleye Capital
New York
$610K -$358K -32,891 -36%
LCM
43
Landscape Capital Management
New Jersey
$591K -$2.02M -185,280 -76%
CAN
44
Cetera Advisor Networks
California
$574K +$38.3K +3,513 +7%
AWS
45
Atria Wealth Solutions
New York
$495K +$12.8K +1,179 +3%
MA
46
MONECO Advisors
Connecticut
$493K -$81.4K -7,474 -13%
CAPTRUST Financial Advisors
47
CAPTRUST Financial Advisors
North Carolina
$490K -$22 -2 -0%
WMS
48
Wealth Management Solutions
Pennsylvania
$487K -$55.4K -5,080 -10%
ASFA
49
All Season Financial Advisors
Colorado
$476K +$5.75K +528 +1%
IFG
50
Independent Financial Group
California
$458K +$79.6K +7,304 +20%