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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RJA
26
Raymond James & Associates
Florida
$2.85M +$1.64M +153,076 +137%
BF
27
BOK Financial
Oklahoma
$2.24M +$2.23M +207,929 New
AC
28
Aristides Capital
Kentucky
$1.77M
PWPS
29
Pinnacle Wealth Planning Services
Ohio
$1.38M +$53.5K +4,998 +4%
MGWM
30
Marks Group Wealth Management
Minnesota
$1.25M +$1.24M +115,740 New
6M
31
6 Meridian
Kansas
$1.22M -$288K -26,913 -19%
Koshinski Asset Management
32
Koshinski Asset Management
Illinois
$1.11M +$365K +34,085 +50%
PAS
33
Park Avenue Securities
New York
$1.08M +$87.8K +8,201 +9%
SPIA
34
Steward Partners Investment Advisory
New York
$1.04M +$102K +9,490 +11%
Truist Financial
35
Truist Financial
North Carolina
$1.03M +$2.23K +208 +0.2%
AWA
36
Arete Wealth Advisors
Illinois
$962K +$16K +1,493 +2%
SPC
37
Sigma Planning Corp
Michigan
$938K -$2.83K -264 -0.3%
Janney Montgomery Scott
38
Janney Montgomery Scott
Pennsylvania
$898K +$47.7K +4,459 +6%
AUIM
39
Aegon USA Investment Management
Iowa
$803K +$57.3K +5,351 +8%
AL
40
Arnhold LLC
New York
$781K +$776K +72,500 New
Barclays
41
Barclays
United Kingdom
$745K +$88.6K +8,275 +18%
KWM
42
Kingsview Wealth Management
Oregon
$713K -$27.8K -2,596 -4%
YCM
43
Yakira Capital Management
Connecticut
$699K
MA
44
MONECO Advisors
Connecticut
$619K -$1.05M -97,631 -63%
CAN
45
Cetera Advisor Networks
California
$575K -$1.85K -173 -0.3%
KAS
46
Kestra Advisory Services
Texas
$523K +$151K +14,139 +41%
HighTower Advisors
47
HighTower Advisors
Illinois
$479K +$900 +84 +0.2%
MAFM
48
Mid Atlantic Financial Management
Pennsylvania
$466K +$40.7K +3,800 +10%
KAM
49
Knightsbridge Asset Management
California
$441K +$439K +40,991 New
SWM
50
Spire Wealth Management
Virginia
$421K +$132K +12,300 +46%