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HFRO

Highland Opportunities and Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NFG
26
Nations Financial Group
Iowa
$872K
HighTower Advisors
27
HighTower Advisors
Illinois
$784K -$26.4K -4,118 -4%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$683K -$115K -17,900 -16%
Osaic Holdings
29
Osaic Holdings
Arizona
$681K -$96.3K -15,008 -14%
Calamos Advisors
30
Calamos Advisors
Illinois
$572K +$34.3K +5,346 +7%
GWM
31
Gilpin Wealth Management
Colorado
$546K -$96.9K -15,096 -16%
Creative Planning
32
Creative Planning
Kansas
$489K +$26 +4 +0%
HI
33
Harbour Investments
Wisconsin
$464K -$495K -77,123 -54%
SIC
34
Samalin Investment Counsel
New York
$399K -$137K -21,379 -28%
AWM
35
Ariadne Wealth Management
California
$377K +$90 +14 +0%
Cetera Investment Advisers
36
Cetera Investment Advisers
Illinois
$363K -$943 -147 -0.3%
XT
37
XTX Topco
Cayman Islands
$346K +$183K +28,582 +143%
FSAG
38
Financial Solutions Advisory Group
Illinois
$341K +$287K +44,734 New
AUIM
39
Aegon USA Investment Management
Iowa
$340K -$204K -31,812 -40%
Susquehanna International Group
40
Susquehanna International Group
Pennsylvania
$310K +$39.6K +6,167 +17%
Jane Street
41
Jane Street
New York
$290K +$52.2K +8,141 +25%
Mercer Global Advisors
42
Mercer Global Advisors
Colorado
$255K
CL
43
CSS LLC
Illinois
$232K
PWAM
44
Papamarkou Wellner Asset Management
New York
$214K -$96.3K -15,000 -33%
AHL
45
Abel Hall LLC
Louisiana
$214K
UBS Group
46
UBS Group
Switzerland
$213K +$72.5K +11,295 +61%
ICMP
47
Integrated Capital Management (Pennsylvania)
Pennsylvania
$209K -$30K -4,681 -14%
EPW
48
Evolve Private Wealth
California
$206K -$14.9K -2,327 -7%
IFG
49
Independent Financial Group
California
$206K +$1.61K +251 +0.9%
BRWA
50
B. Riley Wealth Advisors
Florida
$187K +$27.7K +4,312 +20%