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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
51
Tower Research Capital (TRC)
New York
$782K -$1.17M -14,358 -57%
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$780K -$1.57M -19,280 -64%
AF
53
Allworth Financial
California
$677K -$1.36M -16,764 -64%
CS
54
Comerica Securities
Michigan
$643K -$4.23K -52 -0.6%
IFG
55
Independent Financial Group
California
$596K +$24.9K +306 +4%
KWS
56
Keystone Wealth Services
California
$568K -$16.7K -205 -3%
JMPWA
57
JP Morgan Private Wealth Advisors
California
$530K +$593K +7,294 New
FTUS
58
Flow Traders U.S.
New York
$529K +$591K +7,275 New
MML Investors Services
59
MML Investors Services
Massachusetts
$491K +$204K +2,510 +59%
OC
60
Oppenheimer & Co
New York
$487K -$70.3K -865 -11%
AWM
61
Apollon Wealth Management
South Carolina
$418K -$50.9K -626 -10%
SI
62
Stephens Inc
Arkansas
$400K
SCA
63
Snowden Capital Advisors
New York
$399K +$15.4K +190 +4%
SMC
64
Smith, Moore & Co
Missouri
$389K -$3.33K -41 -0.8%
IWN
65
Independent Wealth Network
Iowa
$388K -$21.5K -265 -5%
BFEC
66
Benjamin F. Edwards & Company
Missouri
$374K +$47.9K +589 +13%
TA
67
TFG Advisers
Michigan
$372K +$5.61K +69 +1%
SPIA
68
Steward Partners Investment Advisory
New York
$362K
CAAS
69
Capital Asset Advisory Services
Michigan
$356K -$34.4K -423 -8%
EW
70
Element Wealth
Mississippi
$343K -$975 -12 -0.3%
AWM
71
AE Wealth Management
Kansas
$333K +$14.8K +182 +4%
PWA
72
PCG Wealth Advisors
Kansas
$326K +$363K +4,472 New
Goldman Sachs
73
Goldman Sachs
New York
$322K
First Trust Advisors
74
First Trust Advisors
Illinois
$320K
NFC
75
Northeast Financial Consultants
Connecticut
$320K