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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$65.4M +$12.3M +146,280 +22%
LPL Financial
2
LPL Financial
California
$50.3M -$3M -35,520 -5%
Wells Fargo
3
Wells Fargo
California
$48.3M +$2.39M +28,324 +5%
Bank of America
4
Bank of America
North Carolina
$35.4M -$6.28M -74,427 -14%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$33.1M +$416K +4,933 +1%
HAFS
6
Hapanowicz & Associates Financial Services
Pennsylvania
$17.9M +$795K +9,415 +4%
Raymond James & Associates
7
Raymond James & Associates
Florida
$17.8M -$4.3K -51 -0%
UBS Group
8
UBS Group
Switzerland
$17.7M -$1.68M -19,893 -8%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$16.2M +$240K +2,844 +1%
Raymond James Financial Services Advisors
10
Raymond James Financial Services Advisors
Florida
$13.3M +$1.95M +23,095 +16%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$9.01M +$1.81M +21,390 +24%
WAAG
12
Wealth Alliance Advisory Group
Kansas
$8.91M +$209K +2,475 +2%
Kestra Advisory Services
13
Kestra Advisory Services
Texas
$8.25M +$1.04M +12,355 +14%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$8.22M +$601K +7,118 +8%
Osaic Holdings
15
Osaic Holdings
Arizona
$7.47M +$1.08M +12,829 +16%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$6.97M -$2.64M -31,299 -27%
WP
17
WealthSource Partners
California
$6.94M +$20.2K +239 +0.3%
NewEdge Advisors
18
NewEdge Advisors
Louisiana
$6.75M +$860K +10,191 +14%
RIA
19
Regal Investment Advisors
Michigan
$6.64M +$302K +3,584 +5%
Park National Corp
20
Park National Corp
Ohio
$6.36M +$1.98M +23,466 +42%
Western Wealth Management
21
Western Wealth Management
Colorado
$5.25M -$320K -3,795 -6%
Citadel Advisors
22
Citadel Advisors
Florida
$5.15M +$5.39M +63,837 New
IFG Advisory
23
IFG Advisory
Georgia
$4.81M -$33.8K -400 -0.7%
Chicago Partners Investment Group
24
Chicago Partners Investment Group
Illinois
$4.72M +$494K +5,856 +10%
Vestmark Advisory Solutions
25
Vestmark Advisory Solutions
Massachusetts
$4.58M +$4.79M +56,743 New