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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$66.6M +$4.72M +56,373 +7%
Bank of America
2
Bank of America
North Carolina
$59.1M -$294K -3,516 -0.5%
Wells Fargo
3
Wells Fargo
California
$50.2M -$8.55M -102,154 -13%
LPL Financial
4
LPL Financial
California
$48.6M +$6.85M +81,885 +15%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$35M -$620K -7,401 -2%
UBS Group
6
UBS Group
Switzerland
$16M -$181K -2,163 -1%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$15.5M +$962K +11,488 +6%
RJA
8
Raymond James & Associates
Florida
$14.1M -$32.6K -390 -0.2%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$12.3M +$52.1K +622 +0.4%
WWM
10
Western Wealth Management
Colorado
$11.7M -$262K -3,128 -2%
RJFSA
11
Raymond James Financial Services Advisors
Florida
$11.5M +$2.77M +33,139 +28%
Baird Financial Group
12
Baird Financial Group
Wisconsin
$7.58M -$834K -9,959 -9%
Osaic Holdings
13
Osaic Holdings
Arizona
$6.92M +$1.15M +13,680 +18%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$6.38M +$453K +5,415 +7%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$5.87M -$494K -5,904 -7%
WP
16
WealthSource Partners
California
$5.74M +$793K +9,469 +14%
PAG
17
Private Advisor Group
New Jersey
$5.52M -$236K -2,818 -4%
KAS
18
Kestra Advisory Services
Texas
$5.23M -$5.18M -61,847 -48%
RIA
19
Regal Investment Advisors
Michigan
$5.23M +$269K +3,218 +5%
SWAG
20
Spectrum Wealth Advisory Group
California
$5.22M +$217K +2,592 +4%
DADC
21
D.A. Davidson & Co
Montana
$5.06M +$1.61M +19,200 +41%
AWAG
22
ARS Wealth Advisors Group
Florida
$4.68M +$5.11M +61,019 New
Cambridge Investment Research Advisors
23
Cambridge Investment Research Advisors
Iowa
$4.39M -$136K -1,623 -3%
AWM
24
Avaii Wealth Management
Wisconsin
$4.29M +$174K +2,080 +4%
CPIG
25
Chicago Partners Investment Group
Illinois
$4.18M +$295K +3,522 +8%