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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$69.2M -$3.46M -35,268 -4%
Wells Fargo
2
Wells Fargo
California
$56.7M -$1.12M -11,379 -2%
LPL Financial
3
LPL Financial
California
$54.3M +$808K +8,238 +1%
Bank of America
4
Bank of America
North Carolina
$40.1M +$1.7M +17,380 +4%
Raymond James Financial
5
Raymond James Financial
Florida
$39.9M -$105K -1,069 -0.2%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$34M -$115K -1,175 -0.3%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$22.6M -$2.41M -24,600 -9%
UBS Group
8
UBS Group
Switzerland
$18.3M -$302K -3,084 -1%
Cambridge Investment Research Advisors
9
Cambridge Investment Research Advisors
Iowa
$12.8M +$2.37M +24,170 +20%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$12.6M +$4.12M +42,061 +43%
JP Morgan Chase
11
JP Morgan Chase
New York
$12.1M +$486K +4,958 +4%
MLRA
12
Main Line Retirement Advisors
Montana
$10.2M +$62.4K +637 +0.6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$7.99M +$69.1K +705 +0.8%
Baird Financial Group
14
Baird Financial Group
Wisconsin
$7.59M +$202K +2,061 +3%
HAFS
15
Hapanowicz & Associates Financial Services
Pennsylvania
$6.33M -$17.4M -177,900 -72%
Chicago Partners Investment Group
16
Chicago Partners Investment Group
Illinois
$6.21M +$69.9K +713 +1%
Kestra Advisory Services
17
Kestra Advisory Services
Texas
$5.71M -$152K -1,550 -2%
WAAG
18
Wealth Alliance Advisory Group
Kansas
$5.39M -$6.33M -64,534 -52%
Northwestern Mutual Wealth Management
19
Northwestern Mutual Wealth Management
Wisconsin
$5.38M +$4.31M +43,988 +281%
GCA
20
Genesee Capital Advisors
New York
$5.28M -$287K -2,924 -5%
Osaic Holdings
21
Osaic Holdings
Arizona
$5.08M -$859K -8,761 -13%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$5.06M +$241K +2,460 +5%
Vestmark Advisory Solutions
23
Vestmark Advisory Solutions
Massachusetts
$4.84M -$479K -4,890 -8%
Citadel Advisors
24
Citadel Advisors
Florida
$4.4M +$4.79M +48,871 New
Stifel Financial
25
Stifel Financial
Missouri
$4.34M +$153K +1,556 +3%