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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Wells Fargo
1
Wells Fargo
California
$80.6M +$20.7M +235,389 +36%
Morgan Stanley
2
Morgan Stanley
New York
$73.5M +$26.4M +300,480 +59%
Bank of America
3
Bank of America
North Carolina
$44.6M +$32.3M +367,595 +294%
LPL Financial
4
LPL Financial
California
$40.5M +$21.7M +246,772 +123%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$31.3M +$15.3M +174,138 +101%
UBS Group
6
UBS Group
Switzerland
$18.8M -$11.7M -133,121 -39%
RJA
7
Raymond James & Associates
Florida
$16.9M -$3.76M -42,776 -19%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$15.1M +$5.08M +57,846 +53%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$15M +$1.86M +21,129 +15%
HAFS
10
Hapanowicz & Associates Financial Services
Pennsylvania
$14.8M -$2.69M -30,635 -16%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$10.3M +$3.68M +41,821 +58%
WWM
12
Western Wealth Management
Colorado
$8.83M +$5.4M +61,409 +170%
Osaic Holdings
13
Osaic Holdings
Arizona
$8.51M +$1.53M +17,369 +23%
HWM
14
Holloway Wealth Management
Florida
$7.78M
KAS
15
Kestra Advisory Services
Texas
$7.31M +$2.76M +31,429 +64%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$6.25M +$1.39M +15,770 +30%
First Trust Advisors
17
First Trust Advisors
Illinois
$6.22M +$5.52M +62,790 +1,080%
PAG
18
Private Advisor Group
New Jersey
$5.35M +$4.84M +55,045 +1,388%
SFS
19
Sowell Financial Services
Arkansas
$5.34M +$5.03M +57,288 New
AIA
20
Arrow Investment Advisors
Maryland
$5.17M -$442K -5,025 -8%
SWP
21
Stratos Wealth Partners
Ohio
$4.97M +$3.82M +43,412 +379%
WP
22
WealthSource Partners
California
$4.33M +$4.2M +47,816 New
SMF
23
Sterling Manor Financial
New York
$3.86M +$306K +3,478 +9%
SWAG
24
Spectrum Wealth Advisory Group
California
$3.76M +$3.65M +41,493 New
DADC
25
D.A. Davidson & Co
Montana
$3.7M -$117K -1,328 -3%