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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$74.4M +$8.32M +90,983 +13%
Bank of America
2
Bank of America
North Carolina
$71M +$14.3M +156,181 +25%
Wells Fargo
3
Wells Fargo
California
$69.4M -$15.6M -170,792 -18%
LPL Financial
4
LPL Financial
California
$50.5M -$1.72M -18,792 -3%
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$42.5M -$261K -2,851 -0.6%
UBS Group
6
UBS Group
Switzerland
$19.3M -$65.7K -718 -0.3%
HAFS
7
Hapanowicz & Associates Financial Services
Pennsylvania
$17.5M +$686K +7,500 +4%
Raymond James & Associates
8
Raymond James & Associates
Florida
$16.9M -$1.31M -14,371 -7%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$14.3M -$1.87M -20,456 -12%
Western Wealth Management
10
Western Wealth Management
Colorado
$14.2M +$6.58M +71,883 +86%
Kestra Advisory Services
11
Kestra Advisory Services
Texas
$11.9M +$422K +4,614 +4%
Raymond James Financial Services Advisors
12
Raymond James Financial Services Advisors
Florida
$10.7M -$3.46M -37,836 -24%
Baird Financial Group
13
Baird Financial Group
Wisconsin
$9.97M +$225K +2,461 +2%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$7.55M -$348K -3,807 -4%
Cetera Investment Advisers
15
Cetera Investment Advisers
Illinois
$7.12M +$338K +3,699 +5%
Osaic Holdings
16
Osaic Holdings
Arizona
$7.03M -$752K -8,216 -10%
Private Advisor Group
17
Private Advisor Group
New Jersey
$6.85M +$196K +2,144 +3%
HWM
18
Holloway Wealth Management
Florida
$6.12M – – –
SWAG
19
Spectrum Wealth Advisory Group
California
$6M +$668K +7,303 +13%
WP
20
WealthSource Partners
California
$5.99M +$489K +5,341 +9%
RIA
21
Regal Investment Advisors
Michigan
$5.96M +$88.2K +964 +2%
Cambridge Investment Research Advisors
22
Cambridge Investment Research Advisors
Iowa
$5.39M -$5.24M -57,253 -49%
AWM
23
Avaii Wealth Management
Wisconsin
$4.93M +$2.29M +25,028 +87%
Park National Corp
24
Park National Corp
Ohio
$4.33M +$117K +1,283 +3%
D.A. Davidson & Co
25
D.A. Davidson & Co
Montana
$4.29M +$133K +1,449 +3%