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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$81.2M +$7.13M +69,074 +9%
Wells Fargo
2
Wells Fargo
California
$64.8M +$2.16M +20,941 +3%
LPL Financial
3
LPL Financial
California
$60.1M +$7.47M +72,392 +14%
Raymond James Financial
4
Raymond James Financial
Florida
$44.9M +$45.8M +443,860 New
Bank of America
5
Bank of America
North Carolina
$43.2M -$2.61M -25,292 -6%
Royal Bank of Canada
6
Royal Bank of Canada
Ontario, Canada
$38.3M -$703K -6,806 -2%
Janney Montgomery Scott
7
Janney Montgomery Scott
Pennsylvania
$27.8M +$888K +8,600 +3%
HAFS
8
Hapanowicz & Associates Financial Services
Pennsylvania
$25.1M +$83.6K +810 +0.3%
UBS Group
9
UBS Group
Switzerland
$20.8M +$357K +3,456 +2%
JP Morgan Chase
10
JP Morgan Chase
New York
$13.1M +$4.43M +42,948 +50%
WAAG
11
Wealth Alliance Advisory Group
Kansas
$12.6M -$58.7K -569 -0.5%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$11.9M +$2.09M +20,203 +21%
MLRA
13
Main Line Retirement Advisors
Montana
$11.4M -$531K -5,148 -4%
Cetera Investment Advisers
14
Cetera Investment Advisers
Illinois
$9.88M +$109K +1,053 +1%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$8.89M +$834K +8,080 +10%
Baird Financial Group
16
Baird Financial Group
Wisconsin
$8.3M +$240K +2,324 +3%
CPIG
17
Chicago Partners Investment Group
Illinois
$6.99M +$7.23K +70 +0.1%
Osaic Holdings
18
Osaic Holdings
Arizona
$6.58M +$362K +3,507 +6%
KAS
19
Kestra Advisory Services
Texas
$6.56M +$264K +2,553 +4%
GCA
20
Genesee Capital Advisors
New York
$6.22M +$118K +1,146 +2%
VAS
21
Vestmark Advisory Solutions
Massachusetts
$5.92M +$35.9K +348 +0.6%
Carson Wealth (CWM LLC)
22
Carson Wealth (CWM LLC)
Nebraska
$5.43M +$5.09M +49,300 +1,108%
Stifel Financial
23
Stifel Financial
Missouri
$4.71M -$978K -9,472 -17%
IA
24
IFG Advisory
Georgia
$4.59M +$2.68K +26 +0.1%
DADC
25
D.A. Davidson & Co
Montana
$4.49M -$1.03K -10 -0%