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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Royal Bank of Canada
1
Royal Bank of Canada
Ontario, Canada
$84.5M +$12.5M +103,921 +17%
Morgan Stanley
2
Morgan Stanley
New York
$77.9M -$1.76M -14,586 -2%
LPL Financial
3
LPL Financial
California
$73.1M +$3.48M +28,812 +5%
Wells Fargo
4
Wells Fargo
California
$65M -$527K -4,366 -0.8%
Raymond James Financial
5
Raymond James Financial
Florida
$49.4M +$17.2M +142,949 +53%
Bank of America
6
Bank of America
North Carolina
$44.3M +$6.15K +51 +0%
UBS Group
7
UBS Group
Switzerland
$36.4M +$6.34M +52,546 +21%
Janney Montgomery Scott
8
Janney Montgomery Scott
Pennsylvania
$30.3M +$1.76M +14,562 +6%
Cetera Investment Advisers
9
Cetera Investment Advisers
Illinois
$15.4M -$276K -2,287 -2%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$14M +$1.64M +13,578 +13%
CIA
11
Concurrent Investment Advisors
Florida
$10.2M +$1.25M +10,392 +14%
CPIG
12
Chicago Partners Investment Group
Illinois
$9.57M +$155K +1,286 +2%
CWA
13
Crusonia Wealth Advisors
Colorado
$8.82M +$55.1K +457 +0.6%
GCA
14
Genesee Capital Advisors
New York
$8.08M -$65K -539 -0.8%
Cambridge Investment Research Advisors
15
Cambridge Investment Research Advisors
Iowa
$8.03M -$2.18M -18,039 -21%
Commonwealth Equity Services
16
Commonwealth Equity Services
Massachusetts
$7.85M -$106K -881 -1%
PSCM
17
Per Stirling Capital Management
Texas
$7.82M +$3.89M +32,274 +97%
WAAG
18
Wealth Alliance Advisory Group
Kansas
$7.12M -$321K -2,657 -4%
KAS
19
Kestra Advisory Services
Texas
$6.97M +$299K +2,477 +4%
GWM
20
Geneos Wealth Management
Colorado
$6.25M -$85.1K -705 -1%
DADC
21
D.A. Davidson & Co
Montana
$5.75M +$88.8K +736 +2%
Osaic Holdings
22
Osaic Holdings
Arizona
$5.3M +$182K +1,506 +4%
HAFS
23
Hapanowicz & Associates Financial Services
Pennsylvania
$5.07M -$453K -3,751 -8%
MFG
24
Mainsail Financial Group
Washington
$4.8M +$7.72K +64 +0.2%
Envestnet Asset Management
25
Envestnet Asset Management
Illinois
$4.66M +$811K +6,724 +21%