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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$68.1M -$940K -9,049 -1%
LPL Financial
2
LPL Financial
California
$63.9M -$3.85M -37,118 -6%
Wells Fargo
3
Wells Fargo
California
$61.1M -$1.66M -15,948 -3%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$58M +$6.83M +65,732 +14%
Bank of America
5
Bank of America
North Carolina
$41.8M -$2.6M -25,074 -6%
UBS Group
6
UBS Group
Switzerland
$31.7M +$7.96M +76,615 +36%
Raymond James Financial
7
Raymond James Financial
Florida
$31.2M -$7.78M -74,893 -21%
Cetera Investment Advisers
8
Cetera Investment Advisers
Illinois
$15.5M +$951K +9,153 +7%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$15.5M +$60.2K +580 +0.4%
Northwestern Mutual Wealth Management
10
Northwestern Mutual Wealth Management
Wisconsin
$9.61M -$8.38M -80,695 -48%
Cambridge Investment Research Advisors
11
Cambridge Investment Research Advisors
Iowa
$9.3M -$210K -2,021 -2%
CIA
12
Concurrent Investment Advisors
Florida
$8.03M +$381K +3,666 +5%
CPIG
13
Chicago Partners Investment Group
Illinois
$7.97M +$206K +1,981 +3%
Commonwealth Equity Services
14
Commonwealth Equity Services
Massachusetts
$7.26M -$34.6K -333 -0.5%
WAAG
15
Wealth Alliance Advisory Group
Kansas
$6.74M -$35.9K -346 -0.6%
Osaic Holdings
16
Osaic Holdings
Arizona
$6.57M -$170K -1,633 -3%
GCA
17
Genesee Capital Advisors
New York
$6.56M +$14.5K +140 +0.2%
GWM
18
Geneos Wealth Management
Colorado
$6.25M -$971K -9,347 -14%
KAS
19
Kestra Advisory Services
Texas
$6.18M -$545K -5,250 -8%
HAFS
20
Hapanowicz & Associates Financial Services
Pennsylvania
$5.15M -$27.1K -261 -0.5%
DADC
21
D.A. Davidson & Co
Montana
$5.13M +$173K +1,664 +4%
Stifel Financial
22
Stifel Financial
Missouri
$4.82M +$151K +1,453 +3%
LWM
23
Lakeridge Wealth Management
Ohio
$4.78M -$866K -8,343 -16%
JP Morgan Chase
24
JP Morgan Chase
New York
$4.72M +$74.3K +715 +2%
MFG
25
Mainsail Financial Group
Washington
$4.29M +$85.1K +819 +2%