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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Morgan Stanley
1
Morgan Stanley
New York
$61.7M -$12.1M -134,149 -17%
LPL Financial
2
LPL Financial
California
$60.6M +$1.84M +20,362 +3%
Wells Fargo
3
Wells Fargo
California
$56.1M -$4.82M -53,273 -8%
Royal Bank of Canada
4
Royal Bank of Canada
Ontario, Canada
$45.4M +$8.1M +89,487 +24%
Bank of America
5
Bank of America
North Carolina
$39.8M -$3.25M -35,878 -8%
Raymond James Financial
6
Raymond James Financial
Florida
$35.2M -$7.34M -81,159 -18%
UBS Group
7
UBS Group
Switzerland
$20.9M +$1.05M +11,606 +6%
Northwestern Mutual Wealth Management
8
Northwestern Mutual Wealth Management
Wisconsin
$16.4M +$9.88M +109,171 +183%
Janney Montgomery Scott
9
Janney Montgomery Scott
Pennsylvania
$13.8M -$9.89M -109,307 -44%
Cetera Investment Advisers
10
Cetera Investment Advisers
Illinois
$13M -$579K -6,404 -5%
Baird Financial Group
11
Baird Financial Group
Wisconsin
$9.21M +$947K +10,468 +12%
Cambridge Investment Research Advisors
12
Cambridge Investment Research Advisors
Iowa
$8.5M -$4.96M -54,811 -39%
Chicago Partners Investment Group
13
Chicago Partners Investment Group
Illinois
$7.12M -$56.3K -622 -0.9%
Concurrent Investment Advisors
14
Concurrent Investment Advisors
Florida
$6.82M +$6.34M +70,057 New
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$6.51M -$1.97M -21,745 -25%
Geneos Wealth Management
16
Geneos Wealth Management
Colorado
$6.49M +$4.58M +50,629 +315%
Osaic Holdings
17
Osaic Holdings
Arizona
$6.07M +$548K +6,056 +11%
WAAG
18
Wealth Alliance Advisory Group
Kansas
$6.05M +$216K +2,392 +4%
Kestra Advisory Services
19
Kestra Advisory Services
Texas
$6.03M -$125K -1,383 -2%
GCA
20
Genesee Capital Advisors
New York
$5.84M +$132K +1,455 +2%
LWM
21
Lakeridge Wealth Management
Ohio
$5.08M +$3.7M +40,837 +359%
HAFS
22
Hapanowicz & Associates Financial Services
Pennsylvania
$4.62M -$2.06M -22,819 -32%
D.A. Davidson & Co
23
D.A. Davidson & Co
Montana
$4.42M +$1.45K +16 +0%
Stifel Financial
24
Stifel Financial
Missouri
$4.16M -$493K -5,449 -11%
JP Morgan Chase
25
JP Morgan Chase
New York
$4.14M -$8.32M -91,989 -68%