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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RFN
51
RDA Financial Network
Iowa
$537K +$49.3K +822 +11%
SWM
52
SeaCrest Wealth Management
New York
$514K +$53.3K +888 +12%
LWAC
53
Laurel Wealth Advisors (California)
California
$456K +$3.9K +65 +0.9%
APA
54
American Portfolios Advisors
New York
$447K +$25.3K +422 +6%
CCA
55
Clearwater Capital Advisors
Illinois
$416K -$150K -2,492 -26%
JP Morgan Chase
56
JP Morgan Chase
New York
$415K -$277K -4,623 -40%
CWA
57
Clarus Wealth Advisors
Arizona
$404K +$26.3K +439 +7%
CFD
58
Creative Financial Designs
Indiana
$371K +$131K +2,178 +52%
PNC Financial Services Group
59
PNC Financial Services Group
Pennsylvania
$367K -$35.6K -593 -9%
BW
60
Bison Wealth
Georgia
$348K – – –
MML Investors Services
61
MML Investors Services
Massachusetts
$343K -$181K -3,019 -35%
Sowell Financial Services
62
Sowell Financial Services
Arkansas
$341K +$341K +5,683 New
TA
63
TFG Advisers
Michigan
$336K +$720 +12 +0.2%
First Trust Advisors
64
First Trust Advisors
Illinois
$320K -$57.5K -959 -15%
VFA
65
Voya Financial Advisors
Connecticut
$306K – – –
Steward Partners Investment Advisory
66
Steward Partners Investment Advisory
New York
$273K -$15K -250 -5%
OneDigital Investment Advisors
67
OneDigital Investment Advisors
Kansas
$272K +$11K +183 +4%
Carson Wealth (CWM LLC)
68
Carson Wealth (CWM LLC)
Nebraska
$271K – – –
HM Payson & Co
69
HM Payson & Co
Maine
$269K – – –
SG
70
StoneX Group
New York
$268K -$15.2K -253 -5%
Private Advisor Group
71
Private Advisor Group
New Jersey
$265K -$12.5K -208 -5%
Northeast Financial Consultants
72
Northeast Financial Consultants
Connecticut
$264K – – –
Sigma Planning Corp
73
Sigma Planning Corp
Michigan
$248K -$184K -3,068 -43%
US Bancorp
74
US Bancorp
Minnesota
$219K -$1.68M -28,065 -89%
CFGS
75
Concourse Financial Group Securities
Alabama
$217K -$455K -7,584 -68%