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First Trust Small Cap Core AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
AWM
51
AE Wealth Management
Kansas
$679K +$677K +11,043 New
WS
52
Wedbush Securities
California
$649K +$55.9K +912 +9%
CCA
53
Clearwater Capital Advisors
Illinois
$579K -$319K -5,201 -36%
MML Investors Services
54
MML Investors Services
Massachusetts
$536K -$182K -2,964 -25%
Jane Street
55
Jane Street
New York
$504K -$93.5K -1,525 -16%
RFN
56
RDA Financial Network
Iowa
$476K -$9.13K -149 -2%
SWM
57
SeaCrest Wealth Management
New York
$471K +$470K +7,661 New
LWAC
58
Laurel Wealth Advisors (California)
California
$463K -$29.3K -478 -6%
SPC
59
Sigma Planning Corp
Michigan
$442K +$181K +2,955 +70%
APA
60
American Portfolios Advisors
New York
$431K +$267K +4,354 +164%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$413K -$24.2K -395 -6%
First Trust Advisors
62
First Trust Advisors
Illinois
$386K -$16.3K -266 -4%
CWA
63
Clarus Wealth Advisors
Arizona
$386K +$371K +6,059 +2,669%
BW
64
Bison Wealth
Georgia
$357K -$54.4K -887 -13%
TA
65
TFG Advisers
Michigan
$344K +$920 +15 +0.3%
VFA
66
Voya Financial Advisors
Connecticut
$310K -$5.21K -85 -2%
SPIA
67
Steward Partners Investment Advisory
New York
$295K -$15.3K -250 -5%
SG
68
StoneX Group
New York
$290K -$18.6K -304 -6%
BPB
69
Badgley, Phelps & Bell
Washington
$287K -$23.3K -380 -8%
PAG
70
Private Advisor Group
New Jersey
$284K +$283K +4,622 New
HPC
71
HM Payson & Co
Maine
$276K +$275K +4,483 New
Carson Wealth (CWM LLC)
72
Carson Wealth (CWM LLC)
Nebraska
$271K
NFC
73
Northeast Financial Consultants
Connecticut
$271K
OIA
74
OneDigital Investment Advisors
Kansas
$267K
CFD
75
Creative Financial Designs
Indiana
$258K +$251K +4,100 +3,694%