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First Trust Materials AlphaDEX Fund

83 hedge funds and large institutions have $215M invested in First Trust Materials AlphaDEX Fund in 2017 Q4 according to their latest regulatory filings, with 22 funds opening new positions, 30 increasing their positions, 20 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

53% more capital invested

Capital invested by funds: $141M → $215M (+$74M)

50% more repeat investments, than reductions

Existing positions increased: 30 | Existing positions reduced: 20

22% more funds holding

Funds holding: 6883 (+15)

8.45% more ownership

Funds ownership: 50.19%58.64% (+8.4%)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
83
Holders Change
+15
Holders Change %
+22.06%
% of All Funds
1.88%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.02%
New
22
Increased
30
Reduced
20
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
WP
51
WealthShield Partners
North Carolina
$357K +$333K +7,949 New
CF
52
Centaurus Financial
California
$342K +$327K +7,804 New
FA
53
FDx Advisors
Illinois
$335K -$69.9K -1,669 -18%
WDL
54
Well Done LLC
Michigan
$288K +$275K +6,565 New
PWA
55
Peterson Wealth Advisors
Utah
$269K +$257K +6,142 New
WP
56
WealthSource Partners
California
$249K -$111K -2,662 -32%
SG Americas Securities
57
SG Americas Securities
New York
$226K -$262K -6,264 -55%
WLIM
58
White Lighthouse Investment Management
Massachusetts
$219K +$209K +5,000 New
SAM
59
SignalPoint Asset Management
Missouri
$200K +$191K +4,562 New
TRCT
60
Tower Research Capital (TRC)
New York
$196K +$33K +789 +21%
PNC Financial Services Group
61
PNC Financial Services Group
Pennsylvania
$183K +$45.1K +1,077 +35%
AP
62
Advisors Preferred
Maryland
$153K +$146K +3,492 New
SPIA
63
Steward Partners Investment Advisory
New York
$95K +$21K +502 +30%
FAAS
64
First Allied Advisory Services
California
$94K -$344K -8,225 -79%
Citigroup
65
Citigroup
New York
$94K
Fifth Third Bancorp
66
Fifth Third Bancorp
Ohio
$88K
AA
67
Advisory Alpha
Michigan
$87K +$80.4K +1,921 New
SEI Investments
68
SEI Investments
Pennsylvania
$68K
PA
69
Parallel Advisors
California
$62K
UBS AM
70
UBS AM
Illinois
$46.9K
GWM
71
Geneos Wealth Management
Colorado
$35K
Manulife (Manufacturers Life Insurance)
72
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$34K -$628 -15 -2%
SWM
73
SeaCrest Wealth Management
New York
$27K +$26K +621 New
ASN
74
Advisory Services Network
Georgia
$25K
WWMSC
75
Wagner Wealth Management (South Carolina)
South Carolina
$12K +$10.5K +252 New

FXZ Hedge Fund Activity: Q4 2017 in Review

83 of the 4,409 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2017, worth a combined $215M — up 53% from $141M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FXZ positions and 7 closed out — a net gain of 15 holders — while 30 added to existing stakes and 20 trimmed.

The largest buyer was Wells Fargo, adding an estimated $15.5M. The largest seller was Cetera Advisors, cutting an estimated $1.43M.

  • 83 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2017, up from 68 in Q3 2017.
  • Funds reported $215M of First Trust Materials AlphaDEX Fund stock for Q4 2017, up 53% quarter-over-quarter.
  • 22 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2017 and 7 closed out, a net change of +15 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2017 was Wells Fargo, an estimated $15.5M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2017 was Cetera Advisors, an estimated $1.43M sold.

Based on aggregated 13F filings for Q4 2017.