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First Trust Materials AlphaDEX Fund

61 hedge funds and large institutions have $594M invested in First Trust Materials AlphaDEX Fund in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 34 increasing their positions, 20 reducing their positions, and 14 closing their positions.

New
Increased
Maintained
Reduced
Closed

70% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 20

15.28% more ownership

Funds ownership: 71.13%86.41% (+15%)

9% more capital invested

Capital invested by funds: $546M → $594M (+$48.4M)

14% less funds holding

Funds holding: 7161 (-10)

33% less funds holding in top 10

Funds holding in top 10: 32 (-1)

71% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 14

Holders
61
Holders Change
-10
Holders Change %
-14.08%
% of All Funds
1.77%
Holding in Top 10
2
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-33.33%
% of All Funds
0.06%
New
4
Increased
34
Reduced
20
Closed
14
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AIG
51
American International Group
New York
$112K -$190K -5,673 -62%
US Bancorp
52
US Bancorp
Minnesota
$59K +$21.7K +648 +55%
NES
53
New England Securities
New York
$55K +$24.5K +731 +74%
MFS
54
MSI Financial Services
Massachusetts
$45K -$6.53K -195 -12%
PTC
55
Private Trust Company
Ohio
$38K -$18.9K -565 -32%
WA
56
WFG Advisors
Texas
$24K -$2.41K -72 -9%
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$24K +$7.47K +223 +43%
S
58
SignatureFD
Georgia
$23K +$24.2K +722 New
BFEC
59
Benjamin F. Edwards & Company
Missouri
$19K +$18.8K +562 +1,653%
FAM
60
Formidable Asset Management
Ohio
$12K
SCA
61
Strategic Capital Alternatives
United States
$12K +$12.8K +382 New
SAM
62
Stringer Asset Management
Tennessee
-$6.73M -197,127 Closed
SI
63
Stephens Inc
Arkansas
-$2.1M -61,363 Closed
JG
64
Jefferies Group
New York
-$1.71M -50,000 Closed
SAM
65
Shamrock Asset Management
Texas
-$1.27M -38,023 Closed
SFU
66
Stonehage Fleming (UK)
United Kingdom
-$1.23M -36,040 Closed
BIT
67
BlackRock Institutional Trust
California
-$796K -23,300 Closed
B
68
Baird
Wisconsin
-$421K -12,318 Closed
Cambridge Investment Research Advisors
69
Cambridge Investment Research Advisors
Iowa
-$217K -6,359 Closed
Commonwealth Equity Services
70
Commonwealth Equity Services
Massachusetts
-$209K -6,119 Closed
BRWA
71
B. Riley Wealth Advisors
Florida
-$58.3K -1,706 Closed
AP
72
Advisors Preferred
Maryland
-$40.2K -1,177 Closed
Northwestern Mutual Wealth Management
73
Northwestern Mutual Wealth Management
Wisconsin
-$15K -439 Closed
Creative Planning
74
Creative Planning
Kansas
-$14K -423 Closed
GSC
75
Ground Swell Capital
South Carolina
-$14K -400 Closed

FXZ Hedge Fund Activity: Q3 2014 in Review

61 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2014, worth a combined $594M — up 8.9% from $546M a quarter earlier.

Sellers outnumbered buyers: 14 funds closed out of FXZ and 4 opened new positions — a net loss of 10 holders — while 20 trimmed existing stakes and 34 added.

The largest buyer was F-Squared Investment Management, adding an estimated $65.6M. The largest seller was Royal Bank of Canada, cutting an estimated $7.19M.

  • 61 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2014, down from 71 in Q2 2014.
  • Funds reported $594M of First Trust Materials AlphaDEX Fund stock for Q3 2014, up 8.9% quarter-over-quarter.
  • 4 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2014 and 14 closed out, a net change of -10 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2014 was F-Squared Investment Management, an estimated $65.6M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2014 was Royal Bank of Canada, an estimated $7.19M sold.

Based on aggregated 13F filings for Q3 2014.