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First Trust Materials AlphaDEX Fund

63 hedge funds and large institutions have $60.7M invested in First Trust Materials AlphaDEX Fund in 2018 Q4 according to their latest regulatory filings, with 11 funds opening new positions, 8 increasing their positions, 33 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

10.14% less ownership

Funds ownership: 54.14%44% (-10%)

14% less funds holding

Funds holding: 7363 (-10)

45% less first-time investments, than exits

New positions opened: 11 | Existing positions closed: 20

58% less capital invested

Capital invested by funds: $146M → $60.7M (-$85M)

76% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 33

Holders
63
Holders Change
-10
Holders Change %
-13.7%
% of All Funds
1.4%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
11
Increased
8
Reduced
33
Closed
20
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LFAS
26
Level Four Advisory Services
Texas
$407K -$30.6K -833 -6%
Commonwealth Equity Services
27
Commonwealth Equity Services
Massachusetts
$363K -$80K -2,180 -17%
MML Investors Services
28
MML Investors Services
Massachusetts
$359K -$24.7K -672 -6%
NFG
29
Next Financial Group
Texas
$318K +$348K +9,499 New
Stifel Financial
30
Stifel Financial
Missouri
$317K -$196K -5,345 -36%
PFS
31
Prospera Financial Services
Texas
$300K -$17.5K -477 -5%
Janney Montgomery Scott
32
Janney Montgomery Scott
Pennsylvania
$240K -$178K -4,841 -40%
IA
33
IFP Advisors
Florida
$221K -$103K -2,806 -30%
WCM
34
WealthBridge Capital Management
Ohio
$214K +$235K +6,393 New
BFEC
35
Benjamin F. Edwards & Company
Missouri
$213K -$150K -4,094 -39%
AIC
36
Ameritas Investment Company
Nebraska
$181K +$199K +5,414 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$171K -$149K -4,074 -45%
CC
38
Claybrook Capital
Massachusetts
$99K +$109K +2,960 New
WDL
39
Well Done LLC
Michigan
$99K +$109K +2,960 New
PA
40
Parallel Advisors
California
$91K +$14.5K +395 +17%
PNC Financial Services Group
41
PNC Financial Services Group
Pennsylvania
$85K -$22.8K -622 -20%
Fifth Third Bancorp
42
Fifth Third Bancorp
Ohio
$67K
Citigroup
43
Citigroup
New York
$62K -$10.1K -275 -13%
SFA
44
Semmax Financial Advisors
North Carolina
$56K +$61.2K +1,668 New
KCM
45
Karp Capital Management
California
$40K -$3.92M -106,759 -99%
GWM
46
Geneos Wealth Management
Colorado
$40K
UBS AM
47
UBS AM
Illinois
$35.9K
DWM
48
Doyle Wealth Management
Florida
$30K +$33.1K +901 New
SWM
49
SeaCrest Wealth Management
New York
$27K
CFGS
50
Concourse Financial Group Securities
Alabama
$25K -$34.7K -947 -56%

FXZ Hedge Fund Activity: Q4 2018 in Review

63 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2018, worth a combined $60.7M — down 58% from $146M a quarter earlier.

Sellers outnumbered buyers: 20 funds closed out of FXZ and 11 opened new positions — a net loss of 9 holders — while 33 trimmed existing stakes and 8 added.

The largest buyer was Susquehanna International Group, adding an estimated $4.7M. The largest seller was Wells Fargo, cutting an estimated $20.2M.

  • 63 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2018, down from 73 in Q3 2018.
  • Funds reported $60.7M of First Trust Materials AlphaDEX Fund stock for Q4 2018, down 58% quarter-over-quarter.
  • 11 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2018 and 20 closed out, a net change of -9 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2018 was Susquehanna International Group, an estimated $4.7M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2018 was Wells Fargo, an estimated $20.2M sold.

Based on aggregated 13F filings for Q4 2018.