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First Trust Materials AlphaDEX Fund

73 hedge funds and large institutions have $146M invested in First Trust Materials AlphaDEX Fund in 2018 Q3 according to their latest regulatory filings, with 8 funds opening new positions, 23 increasing their positions, 28 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.64% more ownership

Funds ownership: 53.5%54.14% (+0.64%)

8% less funds holding

Funds holding: 7973 (-6)

12% less capital invested

Capital invested by funds: $166M → $146M (-$20M)

18% less repeat investments, than reductions

Existing positions increased: 23 | Existing positions reduced: 28

38% less first-time investments, than exits

New positions opened: 8 | Existing positions closed: 13

100% less funds holding in top 10

Funds holding in top 10: 10 (-1)

Holders
73
Holders Change
-6
Holders Change %
-7.59%
% of All Funds
1.67%
Holding in Top 10
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
New
8
Increased
23
Reduced
28
Closed
13
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
TRCT
26
Tower Research Capital (TRC)
New York
$777K -$138K -3,258 -15%
SWP
27
Stratos Wealth Partners
Ohio
$758K +$365K +8,627 +89%
AG
28
Advisor Group
Arizona
$705K -$85.3K -2,015 -11%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$669K -$18.2K -429 -3%
Stifel Financial
30
Stifel Financial
Missouri
$608K -$120K -2,829 -16%
Commonwealth Equity Services
31
Commonwealth Equity Services
Massachusetts
$539K -$839K -19,826 -60%
LFAS
32
Level Four Advisory Services
Texas
$537K +$7.92K +187 +1%
RPG
33
Risk Paradigm Group
Texas
$503K
Susquehanna International Group
34
Susquehanna International Group
Pennsylvania
$501K -$1.63M -38,478 -76%
Janney Montgomery Scott
35
Janney Montgomery Scott
Pennsylvania
$497K -$158K -3,739 -24%
MML Investors Services
36
MML Investors Services
Massachusetts
$471K -$635 -15 -0.1%
Citadel Advisors
37
Citadel Advisors
Florida
$465K +$476K +11,245 New
CAN
38
Cetera Advisor Networks
California
$464K +$50.9K +1,203 +12%
SCP
39
Syntal Capital Partners
Texas
$442K +$453K +10,697 New
BFEC
40
Benjamin F. Edwards & Company
Missouri
$433K +$15.6K +368 +4%
BFG
41
Barber Financial Group
Kansas
$416K +$426K +10,065 New
PFS
42
Prospera Financial Services
Texas
$394K -$3.89K -92 -1%
IA
43
IFP Advisors
Florida
$392K +$66.2K +1,563 +20%
LTFS
44
Ladenburg Thalmann Financial Services
Florida
$378K -$404K -9,550 -51%
NA
45
Navellier & Associates
Nevada
$321K -$18.6K -440 -5%
HFS
46
HL Financial Services
Kentucky
$306K +$313K +7,406 New
Jane Street
47
Jane Street
New York
$276K -$1.58M -37,307 -85%
BTS
48
BB&T Securities
Virginia
$265K -$74.8K -1,767 -22%
WLIM
49
White Lighthouse Investment Management
Massachusetts
$207K
PNC Financial Services Group
50
PNC Financial Services Group
Pennsylvania
$130K -$51.3K -1,213 -28%

FXZ Hedge Fund Activity: Q3 2018 in Review

73 of the 4,374 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2018, worth a combined $146M — down 12% from $166M a quarter earlier.

Sellers outnumbered buyers: 13 funds closed out of FXZ and 8 opened new positions — a net loss of 5 holders — while 28 trimmed existing stakes and 23 added.

The largest buyer was Astor Investment Management, adding an estimated $7.25M. The largest seller was Morgan Stanley, cutting an estimated $15.4M.

  • 73 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2018, down from 79 in Q2 2018.
  • Funds reported $146M of First Trust Materials AlphaDEX Fund stock for Q3 2018, down 12% quarter-over-quarter.
  • 8 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2018 and 13 closed out, a net change of -5 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2018 was Astor Investment Management, an estimated $7.25M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2018 was Morgan Stanley, an estimated $15.4M sold.

Based on aggregated 13F filings for Q3 2018.