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First Trust Materials AlphaDEX Fund
FXZ

80 hedge funds and large institutions have $202M invested in First Trust Materials AlphaDEX Fund in 2017 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 22 increasing their positions, 30 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

214% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

21% more funds holding

Funds holding: 66 → 80 (+14)

3% less capital invested

Capital invested by funds: $208M → $202M (-$5.76M)

7.03% less ownership

Funds ownership: 63.65% → 56.62% (-7%)

27% less repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 30

Holders
80
Holders Change
+14
Holders Change %
+21.21%
% of All Funds
1.99%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.07%
New
22
Increased
22
Reduced
30
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
NA
Navellier & Associates
Nevada
+$4.16M
2
HighTower Advisors
HighTower Advisors
Illinois
+$3.32M
3
KCM
Karp Capital Management
California
+$2.79M
4
Wells Fargo
Wells Fargo
California
+$1.98M
5
AI
Atria Investments
North Carolina
+$1.92M

Top Sellers

Rank Fund Capital Flow
1
BTS
BB&T Securities
Virginia
-$7.63M
2
Bank of America
Bank of America
North Carolina
-$6.71M
3
FHA
First Horizon Advisors
Tennessee
-$3.88M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
-$3.48M
5
PFA
Pinnacle Family Advisors
Missouri
-$3.33M
Name Holding Trade Value Shares
Change 		Change in
Stake
CA
26
Cetera Advisors
Colorado
$1.22M -$7.45K -198 -0.6%
Citadel Advisors
27
Citadel Advisors
Florida
$1.16M +$1.15M +30,522 New
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$993K -$1.17M -31,009 -54%
Baird Financial Group
29
Baird Financial Group
Wisconsin
$949K +$25.6K +680 +3%
BFEC
30
Benjamin F. Edwards & Company
Missouri
$942K +$399K +10,600 +74%
PFA
31
Pinnacle Family Advisors
Missouri
$860K -$3.33M -88,535 -80%
SB
32
Suntrust Banks
Georgia
$849K +$857K +22,779 New
TRCT
33
Tower Research Capital (TRC)
New York
$834K +$829K +22,022 New
OC
34
Oppenheimer & Co
New York
$827K +$822K +21,840 New
IAA
35
Independent Advisor Alliance
North Carolina
$770K +$773K +20,530 New
GFPC
36
Global Financial Private Capital
Florida
$629K +$625K +16,604 New
NPC
37
National Planning Corporation
California
$538K -$452K -12,004 -46%
Jane Street
38
Jane Street
New York
$529K +$526K +13,971 New
CWM
39
Cornerstone Wealth Management
Missouri
$523K +$17.9K +476 +4%
FTS
40
Fifth Third Securities
Ohio
$522K +$519K +13,796 New
Janney Montgomery Scott
41
Janney Montgomery Scott
Pennsylvania
$471K +$53.2K +1,415 +13%
Creative Planning
42
Creative Planning
Kansas
$463K +$402K +10,690 +693%
RPG
43
Risk Paradigm Group
Texas
$441K -$269K -7,149 -38%
RJFSA
44
Raymond James Financial Services Advisors
Florida
$440K -$220K -5,837 -33%
IWM
45
IHT Wealth Management
Illinois
$433K +$374K +9,941 +1,894%
FAAS
46
First Allied Advisory Services
California
$416K +$141K +3,750 +51%
FA
47
FDx Advisors
Illinois
$409K -$139K -3,698 -25%
IA
48
IFP Advisors
Florida
$372K +$212K +5,632 +134%
LFAS
49
Level Four Advisory Services
Texas
$371K +$46.8K +1,243 +14%
Commonwealth Equity Services
50
Commonwealth Equity Services
Massachusetts
$370K -$89.3K -2,372 -20%
1
2
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FXZ Hedge Fund Activity: Q1 2017 in Review

80 of the 4,018 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q1 2017, worth a combined $202M — down 2.8% from $208M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new FXZ positions and 7 closed out — a net gain of 15 holders — while 22 added to existing stakes and 30 trimmed.

The largest buyer was Navellier & Associates, adding an estimated $4.16M. The largest seller was BB&T Securities, cutting an estimated $7.63M.

  • 80 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q1 2017, up from 66 in Q4 2016.
  • Funds reported $202M of First Trust Materials AlphaDEX Fund stock for Q1 2017, down 2.8% quarter-over-quarter.
  • 22 funds opened new First Trust Materials AlphaDEX Fund positions in Q1 2017 and 7 closed out, a net change of +15 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q1 2017 was Navellier & Associates, an estimated $4.16M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q1 2017 was BB&T Securities, an estimated $7.63M sold.

Based on aggregated 13F filings for Q1 2017.