FXZ icon

First Trust Materials AlphaDEX Fund
FXZ

Overview Fund Activity

48 hedge funds and large institutions have $379M invested in First Trust Materials AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
48
Holders Change
+9
Holders Change %
+23.08%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
%
% of All Funds
0.06%
New
14
Increased
22
Reduced
8
Closed
4
Calls
$314K
Puts
–
Net Calls
+$314K
Net Calls Change
+$314K

Top Buyers

1
FSIM
F-Squared Investment Management
Massachusetts
+$114M
2
U
UBS
Switzerland
+$9.8M
3
BTS
BB&T Securities
Virginia
+$6.72M
4
Wells Fargo
Wells Fargo
California
+$5.77M
5
Morgan Stanley
Morgan Stanley
New York
+$5.53M

Top Sellers

1
NA
Navellier & Associates
Nevada
-$65.4M
2
JPMorgan Chase & Co
JPMorgan Chase & Co
New York
-$965K
3
PFS
Prospera Financial Services
Texas
-$729K
4
JG
Jefferies Group
New York
-$614K
5
HighTower Advisors
HighTower Advisors
Illinois
-$521K
Name Holding Trade Value Shares
Change 		Shares
Change %
JPMorgan Chase & Co
26
JPMorgan Chase & Co
New York
$511K -$965K -29,800 -65%
Ameriprise
27
Ameriprise
Minnesota
$504K +$61.5K +1,895 +14%
OC
28
Oppenheimer & Co
New York
$454K +$19.6K +603 +5%
Deutsche Bank
29
Deutsche Bank
Germany
$420K -$411K -12,703 -49%
BCM
30
Barometer Capital Management
Ontario, Canada
$405K +$405K +12,500 New
PFS
31
Prospera Financial Services
Texas
$395K -$729K -22,526 -65%
VFS
32
VSR Financial Services
Kansas
$311K -$457K -14,107 -60%
SAM
33
Shamrock Asset Management
Texas
$295K +$295K +9,087 New
NA
34
Navellier & Associates
Nevada
$282K -$65.4M -2,019,635 -100%
Citigroup
35
Citigroup
New York
$131K -$2.58K -80 -2%
WEC
36
Winslow Evans & Crocker
Massachusetts
$130K +$130K +4,019 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$113K +$130 +4 +0.1%
AIG
38
American International Group
New York
$63.2K -$34.7K -1,070 -35%
PTC
39
Private Trust Company
Ohio
$50K +$9.33K +289 +23%
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$28K +$28K +859 New
MFS
41
MSI Financial Services
Massachusetts
$27K +$27K +835 New
ASN
42
Advisory Services Network
Georgia
$27K +$27K +836 New
NES
43
New England Securities
New York
$20K – – –
FAM
44
Formidable Asset Management
Ohio
$12K – – –
US Bancorp
45
US Bancorp
Minnesota
$11K +$11K +336 New
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$9K +$9K +286 New
AC
47
Alexandria Capital
Virginia
$2K – – –
WA
48
WFG Advisors
Texas
$2K – – –
JG
49
Jefferies Group
New York
– -$614K -21,135 Closed
RIA
50
Regal Investment Advisors
Michigan
– -$138K -4,758 Closed
1
2
3