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First Trust Materials AlphaDEX Fund

48 hedge funds and large institutions have $379M invested in First Trust Materials AlphaDEX Fund in 2013 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 8 reducing their positions, and 4 closing their positions.

New
Increased
Maintained
Reduced
Closed

250% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 4

175% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 8

51% more capital invested

Capital invested by funds: $251M → $379M (+$128M)

23% more funds holding

Funds holding: 3948 (+9)

3.4% more ownership

Funds ownership: 71.9%75.3% (+3.4%)

Holders
48
Holders Change
+9
Holders Change %
+23.08%
% of All Funds
1.39%
Holding in Top 10
2
Holding in Top 10 Change
+2
Holding in Top 10 Change %
% of All Funds
0.06%
New
14
Increased
22
Reduced
8
Closed
4
Calls
$314K
Puts
Net Calls
+$314K
Net Calls Change
+$314K
Name Holding Trade Value Shares
Change
Change in
Stake
JP Morgan Chase
26
JP Morgan Chase
New York
$511K -$914K -29,800 -65%
Ameriprise
27
Ameriprise
Minnesota
$504K +$58.1K +1,895 +14%
OC
28
Oppenheimer & Co
New York
$454K +$18.5K +603 +5%
Deutsche Bank
29
Deutsche Bank
Germany
$420K -$389K -12,703 -49%
BCM
30
Barometer Capital Management
Ontario, Canada
$405K +$383K +12,500 New
PFS
31
Prospera Financial Services
Texas
$395K -$691K -22,526 -65%
VFS
32
VSR Financial Services
Kansas
$311K -$432K -14,107 -60%
SAM
33
Shamrock Asset Management
Texas
$295K +$279K +9,087 New
NA
34
Navellier & Associates
Nevada
$282K -$61.9M -2,019,635 -100%
Citigroup
35
Citigroup
New York
$131K -$2.45K -80 -2%
WEC
36
Winslow Evans & Crocker
Massachusetts
$130K +$123K +4,019 New
LTFS
37
Ladenburg Thalmann Financial Services
Florida
$113K +$123 +4 +0.1%
AIG
38
American International Group
New York
$63.2K -$32.8K -1,070 -35%
PTC
39
Private Trust Company
Ohio
$50K +$8.86K +289 +23%
Carson Wealth (CWM LLC)
40
Carson Wealth (CWM LLC)
Nebraska
$28K +$26.3K +859 New
MFS
41
MSI Financial Services
Massachusetts
$27K +$25.6K +835 New
ASN
42
Advisory Services Network
Georgia
$27K +$25.6K +836 New
NES
43
New England Securities
New York
$20K
FAM
44
Formidable Asset Management
Ohio
$12K
US Bancorp
45
US Bancorp
Minnesota
$11K +$10.3K +336 New
PNC Financial Services Group
46
PNC Financial Services Group
Pennsylvania
$9K +$8.77K +286 New
AC
47
Alexandria Capital
Virginia
$2K
WA
48
WFG Advisors
Texas
$2K
JG
49
Jefferies Group
New York
-$614K -21,135 Closed
RIA
50
Regal Investment Advisors
Michigan
-$138K -4,758 Closed

FXZ Hedge Fund Activity: Q4 2013 in Review

48 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q4 2013, worth a combined $379M — up 51% from $251M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new FXZ positions and 4 closed out — a net gain of 10 holders — while 22 added to existing stakes and 8 trimmed.

The largest buyer was F-Squared Investment Management, adding an estimated $107M. The largest seller was Navellier & Associates, cutting an estimated $61.9M.

  • 48 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q4 2013, up from 39 in Q3 2013.
  • Funds reported $379M of First Trust Materials AlphaDEX Fund stock for Q4 2013, up 51% quarter-over-quarter.
  • 14 funds opened new First Trust Materials AlphaDEX Fund positions in Q4 2013 and 4 closed out, a net change of +10 holders.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q4 2013 was F-Squared Investment Management, an estimated $107M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q4 2013 was Navellier & Associates, an estimated $61.9M sold.

Based on aggregated 13F filings for Q4 2013.