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First Trust Materials AlphaDEX Fund

39 hedge funds and large institutions have $251M invested in First Trust Materials AlphaDEX Fund in 2013 Q3 according to their latest regulatory filings, with 6 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

267% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 6

137% more capital invested

Capital invested by funds: $106M → $251M (+$145M)

23.15% more ownership

Funds ownership: 48.75%71.9% (+23%)

5% less funds holding

Funds holding: 4139 (-2)

14% less first-time investments, than exits

New positions opened: 6 | Existing positions closed: 7

Holders
39
Holders Change
-2
Holders Change %
-4.88%
% of All Funds
1.26%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
6
Increased
22
Reduced
6
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$581K +$148K +5,263 +36%
Ameriprise
27
Ameriprise
Minnesota
$396K +$56.6K +2,006 +17%
OC
28
Oppenheimer & Co
New York
$389K +$45.7K +1,620 +14%
RIA
29
Regal Investment Advisors
Michigan
$138K -$43.3K -1,536 -24%
Citigroup
30
Citigroup
New York
$120K -$15.3K -542 -12%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$101K -$2.2K -78 -2%
AIG
32
American International Group
New York
$87.6K +$22.6K +800 +36%
PTC
33
Private Trust Company
Ohio
$37K
KIG
34
Kessler Investment Group
Indiana
$20K +$19.5K +692 New
NES
35
New England Securities
New York
$18K
FAM
36
Formidable Asset Management
Ohio
$11K +$10.6K +375 New
SMA
37
Simply Money Advisors
Ohio
$7K
AC
38
Alexandria Capital
Virginia
$2K
WA
39
WFG Advisors
Texas
$2K
DS
40
DRW Securities
Illinois
-$830K -31,269 Closed
RJFSA
41
Raymond James Financial Services Advisors
Florida
-$501K -18,878 Closed
Susquehanna International Group
42
Susquehanna International Group
Pennsylvania
-$432K -16,230 Closed
TH
43
Timber Hill
Connecticut
-$249K -9,367 Closed
Commonwealth Equity Services
44
Commonwealth Equity Services
Massachusetts
-$207K -7,785 Closed
FHC
45
First Heartland Consultants
Missouri
-$7K -250 Closed
GI
46
Gradient Investments
Minnesota
-$1K -35 Closed

FXZ Hedge Fund Activity: Q3 2013 in Review

39 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in First Trust Materials AlphaDEX Fund (FXZ) for Q3 2013, worth a combined $251M — up 137% from $106M a quarter earlier.

Sellers outnumbered buyers: 7 funds closed out of FXZ and 6 opened new positions — a net loss of 1 holder — while 6 trimmed existing stakes and 22 added.

The largest buyer was Navellier & Associates, adding an estimated $53.8M. The largest seller was DRW Securities, exiting entirely with an estimated $830K sold.

  • 39 institutional investors held First Trust Materials AlphaDEX Fund (FXZ) as of Q3 2013, down from 41 in Q2 2013.
  • Funds reported $251M of First Trust Materials AlphaDEX Fund stock for Q3 2013, up 137% quarter-over-quarter.
  • 6 funds opened new First Trust Materials AlphaDEX Fund positions in Q3 2013 and 7 closed out, a net change of -1 holder.
  • The largest First Trust Materials AlphaDEX Fund buyer in Q3 2013 was Navellier & Associates, an estimated $53.8M added.
  • The largest First Trust Materials AlphaDEX Fund seller in Q3 2013 was DRW Securities, an estimated $830K sold.

Based on aggregated 13F filings for Q3 2013.