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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WA
101
Win Advisors
Florida
– -$1.59M -55,647 Closed
Citadel Advisors
102
Citadel Advisors
Florida
– -$652K -22,812 Closed
KNW
103
Kesler Norman & Wride
Utah
– -$612K -21,433 Closed
DC
104
Davenport & Co
Virginia
– -$458K -16,023 Closed
JIP
105
Jaffetilchin Investment Partners
Florida
– -$439K -15,383 Closed
CI
106
CX Institutional
Indiana
– -$420K -14,716 Closed
HWM
107
HB Wealth Management
Georgia
– -$392K -13,736 Closed
MSAM
108
Moloney Securities Asset Management
Missouri
– -$390K -13,646 Closed
Bank of Montreal
109
Bank of Montreal
Ontario, Canada
– -$399K -12,755 Closed
EH
110
Equitable Holdings
New York
– -$323K -11,307 Closed
FTUS
111
Flow Traders U.S.
New York
– -$314K -11,005 Closed
JWCA
112
J.W. Cole Advisors
Florida
– -$229K -8,034 Closed
RIA
113
Realta Investment Advisors
Delaware
– -$18.4K -580 Closed