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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
26
Commonwealth Equity Services
Massachusetts
$977K -$281K -7,917 -24%
CIA
27
Concurrent Investment Advisors
Florida
$913K +$604K +17,022 +254%
BEI
28
Benjamin Edwards Inc
Missouri
$889K +$819K +23,102 New
AAS
29
Avantax Advisory Services
Texas
$863K +$37.8K +1,066 +5%
Cambridge Investment Research Advisors
30
Cambridge Investment Research Advisors
Iowa
$831K -$144K -4,062 -16%
Envestnet Portfolio Solutions
31
Envestnet Portfolio Solutions
Illinois
$813K +$518K +14,598 +224%
PWS
32
Proactive Wealth Strategies
Georgia
$776K +$715K +20,164 New
Susquehanna International Group
33
Susquehanna International Group
Pennsylvania
$750K -$1.12M -31,501 -62%
Goldman Sachs
34
Goldman Sachs
New York
$730K +$673K +18,980 New
WFA
35
WMG Financial Advisors
Tennessee
$679K
Northwestern Mutual Wealth Management
36
Northwestern Mutual Wealth Management
Wisconsin
$675K +$399K +11,260 +179%
Corient Private Wealth
37
Corient Private Wealth
Florida
$668K +$107K +3,019 +21%
HAS
38
HBW Advisory Services
California
$648K +$597K +16,831 New
Baird Financial Group
39
Baird Financial Group
Wisconsin
$628K +$364K +10,262 +169%
BCI
40
Brinker Capital Investments
Pennsylvania
$615K +$566K +15,973 New
OPS
41
Orion Portfolio Solutions
Nebraska
$615K +$566K +15,973 New
NA
42
NewEdge Advisors
Louisiana
$593K -$126K -3,546 -19%
SPWM
43
Schrum Private Wealth Management
Florida
$590K +$246K +6,925 +82%
TWM
44
Trueblood Wealth Management
Ohio
$564K
RCAG
45
Rehmann Capital Advisory Group
Michigan
$496K +$4.29K +121 +0.9%
LMKC
46
L.M. Kohn & Company
Ohio
$491K +$105K +2,954 +30%
WA
47
Waverly Advisors
Alabama
$465K -$13.8K -390 -3%
CF
48
Centaurus Financial
California
$443K +$408K +11,510 New
OCPWS
49
One Charles Private Wealth Services
Massachusetts
$442K -$1.99K -56 -0.5%
FAIM
50
Financial Advocates Investment Management
Washington
$436K +$38.8K +1,095 +11%