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First Trust Utilities AlphaDEX Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Cambridge Investment Research Advisors
26
Cambridge Investment Research Advisors
Iowa
$1.31M +$381K +11,359 +39%
Goldman Sachs
27
Goldman Sachs
New York
$1.2M +$1.25M +37,106 New
WFA
28
WMG Financial Advisors
Tennessee
$971K +$763K +22,712 +312%
JAWM
29
J. Arnold Wealth Management
Ohio
$962K +$11K +327 +1%
KAS
30
Kestra Advisory Services
Texas
$853K +$324K +9,643 +58%
DWMG
31
DB Wealth Management Group
California
$790K +$821K +24,440 New
Baird Financial Group
32
Baird Financial Group
Wisconsin
$672K +$61K +1,816 +10%
BFA
33
Brendel Financial Advisors
New Hampshire
$659K +$684K +20,381 New
WWM
34
Western Wealth Management
Colorado
$652K +$369 +11 +0.1%
GIA
35
Gladstone Institutional Advisory
Florida
$652K +$678K +20,186 New
SFG
36
StrategIQ Financial Group
Indiana
$626K -$17.5K -520 -3%
NA
37
NewEdge Advisors
Louisiana
$608K +$277K +8,236 +78%
CCA
38
Cottonwood Capital Advisors
Utah
$587K +$23.7K +705 +4%
SEA
39
Stegent Equity Advisors
Texas
$550K +$575K +17,120 New
SMF
40
Sterling Manor Financial
New York
$544K +$53.4K +1,590 +10%
MAP
41
Milestone Advisory Partners
North Carolina
$506K
TRCT
42
Tower Research Capital (TRC)
New York
$501K +$520K +15,491 New
HWM
43
HB Wealth Management
Georgia
$460K -$276K -8,212 -37%
MSAM
44
Moloney Securities Asset Management
Missouri
$445K +$463K +13,785 New
MML Investors Services
45
MML Investors Services
Massachusetts
$437K +$164K +4,888 +57%
LMKC
46
L.M. Kohn & Company
Ohio
$429K -$348K -10,355 -44%
MWM
47
Meridian Wealth Management
Kentucky
$398K
VAS
48
Vestmark Advisory Solutions
Massachusetts
$370K +$384K +11,447 New
RIA
49
Regal Investment Advisors
Michigan
$347K
SWM
50
Spire Wealth Management
Virginia
$306K -$35.9K -1,070 -10%