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First Trust Dorsey Wright Focus 5 ETF
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Overview Fund Activity

133 hedge funds and large institutions have $2.81B invested in First Trust Dorsey Wright Focus 5 ETF in 2015 Q4 according to their latest regulatory filings, with 30 funds opening new positions, 55 increasing their positions, 39 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
133
Holders Change
+14
Holders Change %
+11.76%
% of All Funds
3.49%
Holding in Top 10
13
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+8.33%
% of All Funds
0.34%
New
30
Increased
55
Reduced
39
Closed
15
Calls
–
Puts
$218K
Net Calls
-$218K
Net Calls Change
+$1.35M

Top Buyers

1
LPL Financial
LPL Financial
California
$393M
2
RJFSA
Raymond James Financial Services Advisors
Florida
$115M
3
Wells Fargo
Wells Fargo
California
$328M
4
UBS Group
UBS Group
Switzerland
$241M
5
SMA
Simply Money Advisors
Ohio
$32.4M

Top Sellers

1
Goldman Sachs
Goldman Sachs
New York
$2.36M
2
CAN
Cetera Advisor Networks
California
$13M
3
Jane Street
Jane Street
New York
$4.53M
4
LI
LVZ Inc
Michigan
$0
5
Susquehanna International Group
Susquehanna International Group
Pennsylvania
$1.95M
Name Holding Trade Value Shares
Change 		Shares
Change %
MA
126
MUFG Americas
New York
$20K +$20K +872 New
DSC
127
Duncker Streett & Co
Missouri
$19K +$19K +800 New
KTC
128
Kistler-Tiffany Companies
Pennsylvania
$19K +$19K +800 New
CFA
129
Carroll Financial Associates
North Carolina
$18K – – –
Northwestern Mutual Wealth Management
130
Northwestern Mutual Wealth Management
Wisconsin
$16K +$16K +684 New
AF
131
Allworth Financial
California
$5K +$5K +200 New
LWCFA
132
Loring Wolcott & Coolidge Fiduciary Advisors
Massachusetts
$1K +$1K +57 New
LI
133
LVZ Inc
Michigan
– -$7.95M -362,337 Closed
HP
134
HT Partners
Connecticut
– -$6.42M -295,078 Closed
Citadel Advisors
135
Citadel Advisors
Florida
– -$1.6M -72,867 Closed
JG
136
Jefferies Group
New York
– -$1.56M -71,300 Closed
BCM
137
Barometer Capital Management
Ontario, Canada
– -$1.13M -51,300 Closed
MIAN
138
Mariner Independent Advisor Network
Kansas
– -$1.09M -49,726 Closed
PAM
139
PVG Asset Management
Colorado
– -$648K -29,530 Closed
HF
140
HRT Financial
New York
– -$319K -14,551 Closed
Barclays
141
Barclays
United Kingdom
– -$105K -5,000 Closed
Creative Planning
142
Creative Planning
Kansas
– -$43K -1,957 Closed
QAM
143
QCI Asset Management
New York
– -$37K -1,680 Closed
JIC
144
Joel Isaacson & Co
New York
– -$30K -1,350 Closed
TCOV
145
Trust Company of Vermont
Vermont
– -$29K -1,300 Closed
PAI
146
Pittenger & Anderson Inc
Nebraska
– -$15K -692 Closed
Manulife (Manufacturers Life Insurance)
147
Manulife (Manufacturers Life Insurance)
Ontario, Canada
– -$3 -153 Closed
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