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First Trust Dorsey Wright Focus 5 ETF

169 hedge funds and large institutions have $1.06B invested in First Trust Dorsey Wright Focus 5 ETF in 2020 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 40 increasing their positions, 75 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

4% less capital invested

Capital invested by funds: $1.11B → $1.06B (-$46.3M)

2% less funds holding

Funds holding: 173169 (-4)

5.1% less ownership

Funds ownership: 56.59%51.49% (-5.1%)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

19% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 16

47% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 75

Holders
169
Holders Change
-4
Holders Change %
-2.31%
% of All Funds
3.41%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.1%
New
13
Increased
40
Reduced
75
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
MIAN
51
Mariner Independent Advisor Network
Kansas
$1.6M +$23.6K +692 +1%
CFD
52
Creative Financial Designs
Indiana
$1.45M +$325K +9,533 +29%
MA
53
Mutual Advisors
Nebraska
$1.45M -$31K -910 -2%
Cetera Investment Advisers
54
Cetera Investment Advisers
Illinois
$1.44M -$300K -8,802 -17%
Citadel Advisors
55
Citadel Advisors
Florida
$1.37M +$617K +18,117 +82%
AWM
56
Affinity Wealth Management
Delaware
$1.37M +$1.33M +39,009 New
PNC Financial Services Group
57
PNC Financial Services Group
Pennsylvania
$1.33M -$539K -15,823 -29%
IA
58
IFG Advisory
Georgia
$1.32M -$838K -24,616 -39%
CA
59
Cetera Advisors
Colorado
$1.31M +$18.2K +535 +1%
KPWS
60
Kestra Private Wealth Services
Texas
$1.31M +$1.31M +38,495 New
QCIG
61
Quad-Cities Investment Group
Iowa
$1.27M -$38K -1,117 -3%
AFP
62
Ausdal Financial Partners
Iowa
$1.27M -$8.65K -254 -0.7%
SMC
63
Smith, Moore & Co
Missouri
$1.1M +$34 +1 +0%
GCA
64
Genesee Capital Advisors
New York
$1.04M -$92.8K -2,724 -8%
SPC
65
Sigma Planning Corp
Michigan
$1.04M -$28.8K -846 -3%
RJT
66
Raymond James Trust
Florida
$1.02M
MC
67
Moors & Cabot
Massachusetts
$1.01M +$1.16K +34 +0.1%
PTC
68
Private Trust Company
Ohio
$992K +$335K +9,825 +51%
BRWA
69
B. Riley Wealth Advisors
Florida
$931K +$38.2K +1,123 +4%
DC
70
Davenport & Co
Virginia
$925K +$49.6K +1,457 +6%
OC
71
Oppenheimer & Co
New York
$854K -$78.8K -2,313 -8%
BA
72
Ballew Advisors
Mississippi
$838K -$27.3K -801 -3%
WWM
73
Western Wealth Management
Colorado
$835K -$69.2K -2,031 -8%
SIG
74
Sargent Investment Group
Maryland
$835K -$23.8K -700 -3%
IFG
75
Independent Financial Group
California
$798K -$15.2K -447 -2%

FV Hedge Fund Activity: Q3 2020 in Review

169 of the 4,957 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2020, worth a combined $1.06B — down 4.2% from $1.11B a quarter earlier.

Sellers outnumbered buyers: 16 funds closed out of FV and 13 opened new positions — a net loss of 3 holders — while 75 trimmed existing stakes and 40 added.

The largest buyer was Royal Bank of Canada, adding an estimated $6.09M. The largest seller was Prospera Financial Services, cutting an estimated $49.9M.

  • 169 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2020, down from 173 in Q2 2020.
  • Funds reported $1.06B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2020, down 4.2% quarter-over-quarter.
  • 13 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2020 and 16 closed out, a net change of -3 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2020 was Royal Bank of Canada, an estimated $6.09M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2020 was Prospera Financial Services, an estimated $49.9M sold.

Based on aggregated 13F filings for Q3 2020.