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First Trust Dorsey Wright Focus 5 ETF

173 hedge funds and large institutions have $1.32B invested in First Trust Dorsey Wright Focus 5 ETF in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 52 increasing their positions, 75 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

0.22% more ownership

Funds ownership: 55.76%55.98% (+0.22%)

3% less funds holding

Funds holding: 179173 (-6)

5% less capital invested

Capital invested by funds: $1.39B → $1.32B (-$69.8M)

25% less funds holding in top 10

Funds holding in top 10: 86 (-2)

31% less repeat investments, than reductions

Existing positions increased: 52 | Existing positions reduced: 75

32% less first-time investments, than exits

New positions opened: 13 | Existing positions closed: 19

Holders
173
Holders Change
-6
Holders Change %
-3.35%
% of All Funds
3.79%
Holding in Top 10
6
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-25%
% of All Funds
0.13%
New
13
Increased
52
Reduced
75
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
CBFP
51
Cedar Brook Financial Partners
Ohio
$2.06M -$239K -7,919 -10%
Cetera Investment Advisers
52
Cetera Investment Advisers
Illinois
$1.94M +$84.5K +2,801 +4%
CA
53
Cetera Advisors
Colorado
$1.89M -$776K -25,731 -29%
MA
54
Mutual Advisors
Nebraska
$1.89M -$236K -7,826 -11%
Susquehanna International Group
55
Susquehanna International Group
Pennsylvania
$1.73M +$482K +15,967 +38%
FAIM
56
Financial Advocates Investment Management
Washington
$1.71M -$124K -4,109 -7%
MIAN
57
Mariner Independent Advisor Network
Kansas
$1.69M +$15.8K +522 +0.9%
JIP
58
Jaffetilchin Investment Partners
Florida
$1.62M +$30 +1 +0%
SCA
59
Snowden Capital Advisors
New York
$1.62M +$55.1K +1,826 +3%
SPC
60
Sigma Planning Corp
Michigan
$1.57M -$3.77K -125 -0.2%
Citadel Advisors
61
Citadel Advisors
Florida
$1.45M +$1.24M +41,107 +530%
GSWM
62
Golden State Wealth Management
California
$1.39M +$46K +1,525 +3%
VF
63
Virtu Financial
New York
$1.27M +$462K +15,325 +55%
Prudential Financial
64
Prudential Financial
New Jersey
$1.19M -$111K -3,670 -8%
Jane Street
65
Jane Street
New York
$1.16M +$588K +19,482 +100%
QCIG
66
Quad-Cities Investment Group
Iowa
$1.1M +$123K +4,084 +12%
SMC
67
Smith, Moore & Co
Missouri
$1.02M -$91.6K -3,035 -8%
SIG
68
Sargent Investment Group
Maryland
$963K -$37.9K -1,257 -4%
BA
69
Ballew Advisors
Mississippi
$957K -$57.1K -1,893 -5%
AWM
70
Affinity Wealth Management
Delaware
$929K +$947K +31,400 New
RJT
71
Raymond James Trust
Florida
$910K -$30.7K -1,019 -3%
BRWA
72
B. Riley Wealth Advisors
Florida
$883K -$300K -9,929 -25%
SB
73
Suntrust Banks
Georgia
$882K -$99.3K -3,291 -10%
FAAS
74
First Allied Advisory Services
California
$863K -$21.2K -701 -2%
AI
75
Atria Investments
North Carolina
$833K +$416K +13,785 +96%

FV Hedge Fund Activity: Q3 2019 in Review

173 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q3 2019, worth a combined $1.32B — down 5% from $1.39B a quarter earlier.

Sellers outnumbered buyers: 19 funds closed out of FV and 13 opened new positions — a net loss of 6 holders — while 75 trimmed existing stakes and 52 added.

The largest buyer was Bank of America, adding an estimated $10.4M. The largest seller was Western Wealth Management, cutting an estimated $19.3M.

  • 173 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q3 2019, down from 179 in Q2 2019.
  • Funds reported $1.32B of First Trust Dorsey Wright Focus 5 ETF stock for Q3 2019, down 5% quarter-over-quarter.
  • 13 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q3 2019 and 19 closed out, a net change of -6 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q3 2019 was Bank of America, an estimated $10.4M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q3 2019 was Western Wealth Management, an estimated $19.3M sold.

Based on aggregated 13F filings for Q3 2019.