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First Trust Dorsey Wright Focus 5 ETF

172 hedge funds and large institutions have $1.13B invested in First Trust Dorsey Wright Focus 5 ETF in 2018 Q4 according to their latest regulatory filings, with 32 funds opening new positions, 40 increasing their positions, 67 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 32 | Existing positions closed: 23

17% more funds holding in top 10

Funds holding in top 10: 67 (+1)

4% more funds holding

Funds holding: 165172 (+7)

0.38% less ownership

Funds ownership: 53.29%52.91% (-0.38%)

27% less capital invested

Capital invested by funds: $1.54B → $1.13B (-$408M)

40% less repeat investments, than reductions

Existing positions increased: 40 | Existing positions reduced: 67

Holders
172
Holders Change
+7
Holders Change %
+4.24%
% of All Funds
3.83%
Holding in Top 10
7
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+16.67%
% of All Funds
0.16%
New
32
Increased
40
Reduced
67
Closed
23
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SPIA
51
Steward Partners Investment Advisory
New York
$1.89M -$170K -6,238 -8%
MA
52
Mutual Advisors
Nebraska
$1.71M -$405K -14,888 -18%
MIAN
53
Mariner Independent Advisor Network
Kansas
$1.63M +$117K +4,286 +7%
SPC
54
Sigma Planning Corp
Michigan
$1.62M -$3.52M -129,502 -67%
Jane Street
55
Jane Street
New York
$1.59M +$1.72M +63,058 New
Citadel Advisors
56
Citadel Advisors
Florida
$1.58M +$1.7M +62,662 New
Cetera Investment Advisers
57
Cetera Investment Advisers
Illinois
$1.55M +$63.6K +2,339 +4%
FAIM
58
Financial Advocates Investment Management
Washington
$1.49M +$293K +10,759 +22%
ACM
59
Aviance Capital Management
Florida
$1.39M -$231K -8,492 -13%
TSS
60
Two Sigma Securities
New York
$1.36M +$1.47M +53,874 New
HFS
61
HL Financial Services
Kentucky
$1.28M -$377K -13,858 -22%
BRWA
62
B. Riley Wealth Advisors
Florida
$1.17M -$77.5K -2,850 -6%
SIG
63
Sargent Investment Group
Maryland
$1.09M +$1.17M +43,075 New
AIC
64
Ameritas Investment Company
Nebraska
$964K +$1.04M +38,171 New
AIM
65
Advantage Investment Management
Iowa
$958K -$3.83M -140,637 -79%
GIA
66
Gladstone Institutional Advisory
Florida
$904K +$974K +35,787 New
BA
67
Ballew Advisors
Mississippi
$890K -$165K -6,048 -16%
SCA
68
Snowden Capital Advisors
New York
$873K +$49.8K +1,830 +6%
SB
69
Suntrust Banks
Georgia
$871K -$1.33K -49 -0.1%
SMC
70
Smith, Moore & Co
Missouri
$871K +$62.7K +2,304 +7%
QCIG
71
Quad-Cities Investment Group
Iowa
$870K -$55.5K -2,041 -6%
Prudential Financial
72
Prudential Financial
New Jersey
$827K +$624K +22,928 +233%
RJT
73
Raymond James Trust
Florida
$777K
CFGS
74
Concourse Financial Group Securities
Alabama
$774K +$679K +24,946 +435%
UCFA
75
United Capital Financial Advisors
Texas
$727K -$25K -919 -3%

FV Hedge Fund Activity: Q4 2018 in Review

172 of the 4,489 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2018, worth a combined $1.13B — down 27% from $1.54B a quarter earlier.

Buyers outnumbered sellers: 32 funds opened new FV positions and 23 closed out — a net gain of 9 holders — while 40 added to existing stakes and 67 trimmed.

The largest buyer was Envestnet Asset Management, adding an estimated $4.77M. The largest seller was Morgan Stanley, cutting an estimated $30.4M.

  • 172 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2018, up from 165 in Q3 2018.
  • Funds reported $1.13B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2018, down 27% quarter-over-quarter.
  • 32 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2018 and 23 closed out, a net change of +9 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2018 was Envestnet Asset Management, an estimated $4.77M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2018 was Morgan Stanley, an estimated $30.4M sold.

Based on aggregated 13F filings for Q4 2018.