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First Trust Dorsey Wright Focus 5 ETF

127 hedge funds and large institutions have $1.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 64 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

47.08% more ownership

Funds ownership: 0%47.08% (+47%)

5% more funds holding

Funds holding: 121127 (+6)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

14% less capital invested

Capital invested by funds: $1.45B → $1.25B (-$205M)

58% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 64

Holders
127
Holders Change
+6
Holders Change %
+4.96%
% of All Funds
3.17%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
23
Increased
27
Reduced
64
Closed
15
Calls
$255K
Puts
Net Calls
+$255K
Net Calls Change
+$255K
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
51
PNC Financial Services Group
Pennsylvania
$1.71M -$34.6K -1,517 -2%
Manulife (Manufacturers Life Insurance)
52
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1.68M -$40.2K -1,760 -2%
SB
53
Suntrust Banks
Georgia
$1.58M +$238K +10,431 +18%
MIAN
54
Mariner Independent Advisor Network
Kansas
$1.5M -$987K -43,266 -40%
VKH
55
Virtu KCG Holdings
New York
$1.28M -$790K -34,623 -39%
OC
56
Oppenheimer & Co
New York
$1.26M -$474K -20,764 -28%
VF
57
Virtu Financial
New York
$1.21M +$1.19M +52,289 New
Cetera Investment Advisers
58
Cetera Investment Advisers
Illinois
$1.11M +$46.9K +2,056 +4%
GLA
59
Good Life Advisors
Pennsylvania
$1.11M +$1.06M +46,471 New
CCA
60
Clearwater Capital Advisors
Illinois
$1.05M -$493K -21,610 -32%
BRWA
61
B. Riley Wealth Advisors
Florida
$945K +$95.9K +4,203 +11%
HWP
62
Hefty Wealth Partners
Indiana
$933K -$22.1K -970 -2%
KA
63
Kovack Advisors
Florida
$878K -$158K -6,927 -15%
Creative Planning
64
Creative Planning
Kansas
$805K +$182K +7,955 +30%
Jane Street
65
Jane Street
New York
$801K +$244K +10,676 +45%
HWA
66
HCR Wealth Advisors
California
$760K +$749K +32,838 New
DC
67
Davenport & Co
Virginia
$759K -$423K -18,547 -36%
CAAS
68
Capital Asset Advisory Services
Michigan
$736K -$21K -919 -3%
FAM
69
Formidable Asset Management
Ohio
$715K -$68.5K -3,000 -9%
WS
70
Wedbush Securities
California
$714K -$1,000K -43,800 -59%
BF
71
BOK Financial
Oklahoma
$710K +$20.9K +917 +3%
SFS
72
Sowell Financial Services
Arkansas
$666K +$627K +27,464 New
Koshinski Asset Management
73
Koshinski Asset Management
Illinois
$665K +$20.7K +905 +3%
IWA
74
IBEX Wealth Advisors
New Jersey
$663K -$50.3K -2,206 -7%
BIG
75
Bellwether Investment Group
Tennessee
$597K +$589K +25,807 New

FV Hedge Fund Activity: Q4 2016 in Review

127 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2016, worth a combined $1.25B — down 14% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FV positions and 15 closed out — a net gain of 8 holders — while 27 added to existing stakes and 64 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.55M. The largest seller was Morgan Stanley, cutting an estimated $72.9M.

  • 127 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2016, up from 121 in Q3 2016.
  • Funds reported $1.25B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 23 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2016 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2016 was Susquehanna International Group, an estimated $5.55M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2016 was Morgan Stanley, an estimated $72.9M sold.

Based on aggregated 13F filings for Q4 2016.