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First Trust Dorsey Wright Focus 5 ETF

72 hedge funds and large institutions have $813M invested in First Trust Dorsey Wright Focus 5 ETF in 2014 Q4 according to their latest regulatory filings, with 24 funds opening new positions, 43 increasing their positions, 4 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,100% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 2

975% more repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 4

146% more capital invested

Capital invested by funds: $331M → $813M (+$482M)

41% more funds holding

Funds holding: 5172 (+21)

0% more funds holding in top 10

Funds holding in top 10: 11 (0)

Holders
72
Holders Change
+21
Holders Change %
+41.18%
% of All Funds
1.92%
Holding in Top 10
1
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.03%
New
24
Increased
43
Reduced
4
Closed
2
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Koshinski Asset Management
51
Koshinski Asset Management
Illinois
$531K +$511K +24,098 New
AI
52
Atria Investments
North Carolina
$521K +$502K +23,667 New
MFS
53
MSI Financial Services
Massachusetts
$505K -$486K -22,919 -50%
LTFS
54
Ladenburg Thalmann Financial Services
Florida
$366K +$119K +5,621 +51%
ICOA
55
Investment Centers of America
North Dakota
$322K +$312K +14,724 New
WA
56
WFG Advisors
Texas
$300K +$246K +11,605 +580%
AIM
57
Advantage Investment Management
Iowa
$297K +$286K +13,492 New
MIAN
58
Mariner Independent Advisor Network
Kansas
$295K +$284K +13,400 New
DC
59
Davenport & Co
Virginia
$286K +$275K +12,975 New
NFG
60
Next Financial Group
Texas
$284K +$137K +6,470 +101%
UCFA
61
United Capital Financial Advisors
Texas
$229K +$220K +10,391 New
HighTower Advisors
62
HighTower Advisors
Illinois
$227K +$219K +10,317 New
WS
63
Wedbush Securities
California
$225K +$216K +10,197 New
RIA
64
Regal Investment Advisors
Michigan
$119K +$42.4K +2,000 +59%
WEC
65
Winslow Evans & Crocker
Massachusetts
$59.7K +$44.2K +2,084 +333%
Citigroup
66
Citigroup
New York
$44K +$32.1K +1,515 +309%
US Bancorp
67
US Bancorp
Minnesota
$12K +$11.7K +551 New
RAM
68
Riggs Asset Management
Pennsylvania
$7K
BCI
69
Brinker Capital Investments
Pennsylvania
$5K +$1.08K +51 +27%
BRWA
70
B. Riley Wealth Advisors
Florida
$3.37K +$329K +15,536 New
HF
71
Hoxton Financial
West Virginia
$2K +$1.68K +79 New
Cambridge Investment Research Advisors
72
Cambridge Investment Research Advisors
Iowa
-$5.46M -267,723 Closed
PTC
73
Private Trust Company
Ohio
-$99K -4,865 Closed
Parallax Volatility Advisers
74
Parallax Volatility Advisers
California
+$21 +1 New

FV Hedge Fund Activity: Q4 2014 in Review

72 of the 3,750 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2014, worth a combined $813M — up 146% from $331M a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new FV positions and 2 closed out — a net gain of 22 holders — while 43 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $158M. The largest seller was Cambridge Investment Research Advisors, exiting entirely with an estimated $5.46M sold.

  • 72 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2014, up from 51 in Q3 2014.
  • Funds reported $813M of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2014, up 146% quarter-over-quarter.
  • 24 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2014 and 2 closed out, a net change of +22 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2014 was Morgan Stanley, an estimated $158M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2014 was Cambridge Investment Research Advisors, an estimated $5.46M sold.

Based on aggregated 13F filings for Q4 2014.