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First Trust Dorsey Wright Focus 5 ETF
FV

196 hedge funds and large institutions have $1.34B invested in First Trust Dorsey Wright Focus 5 ETF in 2020 Q4 according to their latest regulatory filings, with 40 funds opening new positions, 43 increasing their positions, 73 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

264% more first-time investments, than exits

New positions opened: 40 | Existing positions closed: 11

40% more funds holding in top 10

Funds holding in top 10: 5 → 7 (+2)

26% more capital invested

Capital invested by funds: $1.06B → $1.34B (+$281M)

16% more funds holding

Funds holding: 169 → 196 (+27)

5.23% more ownership

Funds ownership: 51.49% → 56.72% (+5.2%)

41% less repeat investments, than reductions

Existing positions increased: 43 | Existing positions reduced: 73

Holders
196
Holders Change
+27
Holders Change %
+15.98%
% of All Funds
3.47%
Holding in Top 10
7
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+40%
% of All Funds
0.12%
New
40
Increased
43
Reduced
73
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
PFS
Prospera Financial Services
Texas
+$97M
2
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$8.05M
3
RIA
Regal Investment Advisors
Michigan
+$4.32M
4
ATPW
Ashton Thomas Private Wealth
Arizona
+$4.18M
5
MWM
Meridian Wealth Management
Kentucky
+$2.98M

Top Sellers

Rank Fund Capital Flow
1
SG
Strid Group
Pennsylvania
-$30.1M
2
Morgan Stanley
Morgan Stanley
New York
-$8.36M
3
WS
Wedbush Securities
California
-$3.74M
4
UBS Group
UBS Group
Switzerland
-$3.65M
5
Wells Fargo
Wells Fargo
California
-$3.62M
Name Holding Trade Value Shares
Change 		Change in
Stake
SI
26
Stephens Inc
Arkansas
$6.3M +$177K +4,714 +3%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$5.96M +$202K +5,393 +4%
KAS
28
Kestra Advisory Services
Texas
$5.84M +$191K +5,091 +4%
SAM
29
Secure Asset Management
Michigan
$4.97M +$213K +5,694 +5%
GWM
30
Geneos Wealth Management
Colorado
$4.8M +$1.05M +27,921 +35%
RIA
31
Regal Investment Advisors
Michigan
$4.67M +$4.32M +115,365 New
SWP
32
Stratos Wealth Partners
Ohio
$4.53M -$175K -4,670 -4%
ATPW
33
Ashton Thomas Private Wealth
Arizona
$4.52M +$4.18M +111,628 New
SPIA
34
Steward Partners Investment Advisory
New York
$4.37M -$189K -5,034 -4%
FHC
35
First Heartland Consultants
Missouri
$4.33M -$18.2K -486 -0.5%
BFEC
36
Benjamin F. Edwards & Company
Missouri
$4.25M +$1.51M +40,255 +62%
BFS
37
Bickling Financial Services
Massachusetts
$4.09M +$3.79M +101,137 New
CA
38
Claro Advisors
Massachusetts
$4.03M -$18.4K -490 -0.5%
Baird Financial Group
39
Baird Financial Group
Wisconsin
$3.76M -$373K -9,957 -10%
DWMG
40
DB Wealth Management Group
California
$3.66M +$3.39M +90,338 New
IA
41
IFP Advisors
Florida
$3.52M -$167K -4,455 -5%
KFGK
42
Keystone Financial Group (Kentucky)
Kentucky
$3.37M +$214K +5,704 +7%
MWM
43
Meridian Wealth Management
Kentucky
$3.22M +$2.98M +79,525 New
CWM
44
Concentrum Wealth Management
California
$3.13M +$296K +7,900 +11%
Susquehanna International Group
45
Susquehanna International Group
Pennsylvania
$2.6M +$522K +13,934 +28%
OIA
46
OneDigital Investment Advisors
Kansas
$2.58M -$271K -7,232 -10%
EH
47
Equitable Holdings
New York
$2.57M -$163K -4,361 -6%
APA
48
American Portfolios Advisors
New York
$2.53M +$60.4K +1,612 +3%
GSWM
49
Golden State Wealth Management
California
$2.43M -$139K -3,722 -6%
SFG
50
SNS Financial Group
Minnesota
$2.38M -$828K -22,103 -27%
1
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3 4 5

FV Hedge Fund Activity: Q4 2020 in Review

196 of the 5,652 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2020, worth a combined $1.34B — up 26% from $1.06B a quarter earlier.

Buyers outnumbered sellers: 40 funds opened new FV positions and 11 closed out — a net gain of 29 holders — while 43 added to existing stakes and 73 trimmed.

The largest buyer was Prospera Financial Services, adding an estimated $97M. The largest seller was Strid Group, cutting an estimated $30.1M.

  • 196 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2020, up from 169 in Q3 2020.
  • Funds reported $1.34B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2020, up 26% quarter-over-quarter.
  • 40 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2020 and 11 closed out, a net change of +29 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2020 was Prospera Financial Services, an estimated $97M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2020 was Strid Group, an estimated $30.1M sold.

Based on aggregated 13F filings for Q4 2020.