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First Trust Dorsey Wright Focus 5 ETF

127 hedge funds and large institutions have $1.25B invested in First Trust Dorsey Wright Focus 5 ETF in 2016 Q4 according to their latest regulatory filings, with 23 funds opening new positions, 27 increasing their positions, 64 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

53% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 15

47.08% more ownership

Funds ownership: 0%47.08% (+47%)

5% more funds holding

Funds holding: 121127 (+6)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

14% less capital invested

Capital invested by funds: $1.45B → $1.25B (-$205M)

58% less repeat investments, than reductions

Existing positions increased: 27 | Existing positions reduced: 64

Holders
127
Holders Change
+6
Holders Change %
+4.96%
% of All Funds
3.17%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.13%
New
23
Increased
27
Reduced
64
Closed
15
Calls
$255K
Puts
Net Calls
+$255K
Net Calls Change
+$255K
Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$7.36M -$986K -43,217 -12%
FAAS
27
First Allied Advisory Services
California
$6.7M -$1.71M -74,947 -21%
Baird Financial Group
28
Baird Financial Group
Wisconsin
$5.87M +$178K +7,788 +3%
HFS
29
HL Financial Services
Kentucky
$5.49M -$1.67M -73,102 -24%
Janney Montgomery Scott
30
Janney Montgomery Scott
Pennsylvania
$5.27M -$526K -23,049 -9%
SWP
31
Stratos Wealth Partners
Ohio
$5.18M -$1.03M -45,220 -17%
Citigroup
32
Citigroup
New York
$4.55M -$1.79M -78,402 -29%
ACM
33
Aviance Capital Management
Florida
$4.38M -$1.24M -54,432 -22%
AIM
34
Advantage Investment Management
Iowa
$4.08M -$6.15M -269,580 -60%
CA
35
Cetera Advisors
Colorado
$4.04M -$634K -27,771 -14%
SFG
36
SNS Financial Group
Minnesota
$3.62M -$152K -6,669 -4%
TNBTD
37
Trustmark National Bank Trust Department
Mississippi
$3.32M -$180K -7,895 -5%
FHC
38
First Heartland Consultants
Missouri
$3.1M -$1.9M -83,332 -38%
SCA
39
Snowden Capital Advisors
New York
$2.78M +$31.6K +1,386 +1%
WA
40
WFG Advisors
Texas
$2.66M -$525K -23,000 -17%
SPC
41
Sigma Planning Corp
Michigan
$2.57M +$101K +4,428 +4%
NPC
42
National Planning Corporation
California
$2.44M -$2.13M -93,517 -48%
BFEC
43
Benjamin F. Edwards & Company
Missouri
$2.33M +$202K +8,871 +10%
AP
44
Atwood & Palmer
Missouri
$2.27M -$126K -5,500 -5%
Envestnet Asset Management
45
Envestnet Asset Management
Illinois
$2.27M +$1.47M +64,565 +192%
MC
46
Moors & Cabot
Massachusetts
$2.26M -$45.3K -1,985 -2%
GWM
47
Geneos Wealth Management
Colorado
$2.24M -$175K -7,652 -7%
UCFA
48
United Capital Financial Advisors
Texas
$2.23M -$160K -7,000 -7%
FA
49
FDx Advisors
Illinois
$2.2M +$883K +38,668 +69%
RIA
50
Regal Investment Advisors
Michigan
$2.11M +$79.2K +3,468 +4%

FV Hedge Fund Activity: Q4 2016 in Review

127 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in First Trust Dorsey Wright Focus 5 ETF (FV) for Q4 2016, worth a combined $1.25B — down 14% from $1.45B a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new FV positions and 15 closed out — a net gain of 8 holders — while 27 added to existing stakes and 64 trimmed.

The largest buyer was Susquehanna International Group, adding an estimated $5.55M. The largest seller was Morgan Stanley, cutting an estimated $72.9M.

  • 127 institutional investors held First Trust Dorsey Wright Focus 5 ETF (FV) as of Q4 2016, up from 121 in Q3 2016.
  • Funds reported $1.25B of First Trust Dorsey Wright Focus 5 ETF stock for Q4 2016, down 14% quarter-over-quarter.
  • 23 funds opened new First Trust Dorsey Wright Focus 5 ETF positions in Q4 2016 and 15 closed out, a net change of +8 holders.
  • The largest First Trust Dorsey Wright Focus 5 ETF buyer in Q4 2016 was Susquehanna International Group, an estimated $5.55M added.
  • The largest First Trust Dorsey Wright Focus 5 ETF seller in Q4 2016 was Morgan Stanley, an estimated $72.9M sold.

Based on aggregated 13F filings for Q4 2016.