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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
WP
201
WealthShield Partners
North Carolina
$530K +$172K +2,890 +48%
FMTC
202
Farmers & Merchants Trust Company
California
$528K -$265K -4,444 -33%
CCIA
203
Cherry Creek Investment Advisors
Colorado
$523K +$524K +8,780 New
RG
204
Rathbones Group
United Kingdom
$516K -$23.3K -390 -4%
CA
205
Continuum Advisory
Idaho
$463K -$75.5K -1,265 -14%
PPW
206
Pinnacle Private Wealth
Massachusetts
$458K -$403K -6,751 -47%
MMHP
207
Murphy Middleton Hinkle & Parker
Georgia
$456K – – –
LSA
208
Lion Street Advisors
Texas
$455K +$455K +7,630 New
ASN
209
Advisory Services Network
Georgia
$447K +$105K +1,767 +31%
GRP
210
Global Retirement Partners
California
$443K +$444K +7,446 New
C
211
CEDRUS
Colorado
$432K -$36.1K -605 -8%
TSS
212
Two Sigma Securities
New York
$423K +$424K +7,101 New
SMC
213
Smith, Moore & Co
Missouri
$419K -$35.8K -600 -8%
SSWM
214
Sheets Smith Wealth Management
North Carolina
$418K -$35.8K -600 -8%
CF
215
Centaurus Financial
California
$413K -$8.71K -146 -2%
PB
216
Pinnacle Bancorp
Nebraska
$412K – – –
CA
217
Claro Advisors
Massachusetts
$411K – – –
IFG
218
Independent Financial Group
California
$410K -$3.4K -57 -0.8%
CCB
219
Cutter & Co Brokerage
Missouri
$407K -$11.9K -199 -3%
RIA
220
Realta Investment Advisors
Delaware
$397K -$75.4K -1,263 -16%
RJT
221
Raymond James Trust
Florida
$395K -$2.21M -37,101 -85%
CRWM
222
Castle Rock Wealth Management
California
$395K – – –
CCG
223
Coastwise Capital Group
California
$390K +$391K +6,559 New
SA
224
Scarborough Advisors
Maryland
$358K +$298 +5 +0.1%
CFGS
225
Concourse Financial Group Securities
Alabama
$357K -$515K -8,630 -59%
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9
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