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First Trust Enhanced Short Maturity ETF
FTSM

Name Holding Trade Value Shares
Change 		Change in
Stake
SCA
251
Sage Capital Advisors
South Dakota
$877K +$398K +6,685 +83%
VA
252
Valmark Advisers
Ohio
$873K -$472K -7,927 -35%
LSA
253
Lion Street Advisors
Texas
$868K +$869K +14,593 New
SWA
254
Stratos Wealth Advisors
Ohio
$853K -$909K -15,258 -52%
DWMG
255
DB Wealth Management Group
California
$851K -$8.58K -144 -1%
TSS
256
Two Sigma Securities
New York
$830K +$831K +13,954 New
BCM
257
Brookstone Capital Management
Illinois
$828K -$613K -10,284 -43%
OCM
258
Objective Capital Management
Ohio
$824K +$825K +13,850 New
GAA
259
Global Assets Advisory
Florida
$804K +$803K +13,481 New
HH
260
Hilltop Holdings
Texas
$799K +$100K +1,685 +14%
SFWA
261
Summit Financial Wealth Advisors
Louisiana
$799K +$59.5K +999 +8%
BPA
262
Beacon Pointe Advisors
California
$796K -$128K -2,147 -14%
LPAM
263
Lodestar Private Asset Management
California
$779K -$979K -16,438 -56%
ARC
264
Advisor Resource Council
Texas
$774K +$390K +6,551 +102%
AFA
265
American Financial Advisors
Georgia
$743K -$12.4K -208 -2%
PIA
266
Perennial Investment Advisors
California
$737K +$266K +4,464 +56%
SSWM
267
Strait & Sound Wealth Management
California
$717K -$1.47M -24,657 -67%
SEA
268
Stegent Equity Advisors
Texas
$710K -$127K -2,133 -15%
GSEP
269
Golden State Equity Partners
California
$664K +$664K +11,150 New
GSIAS
270
Garden State Investment Advisory Services
New Jersey
$662K -$291K -4,885 -31%
WMA
271
Wealth Management Associates
New Jersey
$653K -$9.53K -160 -1%
RWMG
272
Redwood Wealth Management Group
New Jersey
$642K -$82.8K -1,390 -11%
SFPG
273
Stonebridge Financial Planning Group
Florida
$635K +$635K +10,665 New
JWCA
274
J.W. Cole Advisors
Florida
$631K +$2.38K +40 +0.4%
AWM
275
Aries Wealth Management
Maine
$631K – – –
9 10
11
12 13